ASIC Market Liaison Meeting
Date: 4 May 2017, Sydney and Melbourne
ASIC's market stakeholders are invited to attend the next Market Liaison Meeting. These quarterly meetings provide insights into the Market Integrity Group's strategic priorities and how we are tracking against them.
1. Market conduct update
Market Integrity Group strategic priorities and key projects, including confidential information and conflicts of interest in sell-side research, conduct risk and sound remuneration, cyber resilience, and key themes arising from our compliance engagement and broader reviews.
2. Regulatory update
Major regulatory developments, including BBSW reform, client money reform and consolidation of the market integrity rules.
3. Enforcement update
Update on major enforcement matters and trends.
A live broadcast of the event will be held across our Sydney and Melbourne locations. Please indicate your location when registering to attend
Sydney: Level 5, 100 Market St
Melbourne: Level 7, 120 Collins St
If you have any queries, contact us by email: email@example.com