Financial services

ASIC Forum robo-advice session

Asic Logo Special Podcast 60X40

4 April 2016

An excerpt from a session at ASIC's 2016 Annual Forum on robo-advice.

The session covers:

Listen now or download later - ASIC Forum robo-advice session

Limited AFS licences for accountants providing SMSF advice

Asic Logo Special Podcast 60X40

2 March 2016

From July 1 this year, accountants will need to have a limited AFS licence if they are providing SMSF advice. ASIC Commissioner Greg Tanzer talks to Hilarie Dunn about why this change is necessary and what it may mean for you.

More information can be found at ASIC's Information Sheet 179.

Listen now or download - limited AFS licence

The role of culture

Asic Logo Special Podcast 60X40

17 December 2015

ASIC Chairman Greg Medcraft talks about culture and its importance to the financial industry.

Listen now or download - the role of culture

 

Financial services enforcement

Asic Logo Special Podcast 60X40

19 November 2015

Tim Mullaly (Senior Executive Leader, Financial Services Enforcement at the Australian Securities and Investments Commission) talks about the work he and his team does, the methods they employ to achieve their goals and some of the emerging issues in the financial services sector.

Listen now or download - Financial services enforcement

 

Breach reporting

 22 October 2014

ASIC Deputy Chairman Peter Kell on ASIC's work around breach reporting, including a review of breach reporting by Australian financial services (AFS) licensees.


Review of retail life insurance advice

8 October 2014

Deputy Chairman Peter Kell on ASIC's recent review of the retail life insurance advice sector.

 

 

Podcasts

Innovation Hub Asic Website Rhn Icons Podcast Purple

ASIC's approach to small business

7 September 2017

ASIC Commissioner John Price joins the podcast to discuss ASIC's approach to small business, including ASIC's 2017-2020 Small Business Strategy.

For more episodes, visit The ASIC Podcast at Podbean.

Last updated: 15/09/2017 05:29