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ASIC guidance on credit



The table below sets out ASIC's consultation and guidance documents on credit regulation.

Please refer to this table for any changes to the timing.

July 2009 Consultation Paper 110 , General conduct obligations for credit licensees, CP 110 (Issued 15 July 2009; consultation closed 12 August 2009; view submissions)

Consultation Paper 111, Compensation and financial resources arrangements for credit licensees, CP 111 (Issued 15 July 2009; consultation closed 12 August 2009; view submissions)

Consultation Paper 112 Dispute resolution requirements for consumer credit and margin lending (Issued 27 July 2009; consultation closed 11 September 2009); View submissions

Consultation Paper 113 Competence and training for credit licensees (Issued 29 July 2009; consultation closed 26 August 2009) ; view submissions)
September 2009Consultation Paper 115 Responsible lending (Issued 2 September 2009; consultation extended to 28 October 2009 (from 30 September 2009))
November 2009Consultation Paper 125 Compensation requirements for credit licensees: Further consultation (Issued 23 November 2009; consultation closes 18 December 2009)
December 2009New information sheets:
  • INFO 96, Getting ready for credit
  • INFO 97 Guidance for small credit businesses

New regulatory guides:
Updated regulatory guides:
February 2010Regulatory Guide 209, Credit licensing: Responsible lending conduct
To be released in 2010Updated Regulatory Guides 139 and 165 on dispute resolution

Regulatory guide on compensation and insurance arrangements for credit licensees



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