We have released an updated Regulatory Guide 175 Licensing: Financial product advisers – Conduct and disclosure
We have improved consumer access to dispute resolution schemes so disputes can be resolved more quickly and efficiently, saving time and money for industry and consumers.
ASIC, in conjunction with Consumer Affairs Victoria (CAV), has released a report examining how lenders and mortgage brokers respond to borrowers experiencing financial difficulties.
ASIC has released a report outlining recent decisions on applications for relief from the corporate finance, financial services and managed investment provisions of the Corporations Act between 1 August and 30 November 2008.
| Licensing | How to apply for an AFS licence.
Varying your licence. Cancelling your licence. |
| Compliance | Your ongoing obligations as an AFS licensee including business requirements, conduct, disclosure, training and dispute resolution.
Changes you must tell us about. How to lodge and check your details online. |
| Training | Training of financial product advisers |
| Relief | How to apply for relief from the law.
ASIC's policy and reports on relief. Class order relief by topic. |
| Reference checking | Reference checking directory for the financial services industry |
| Resources | Resources for financial services professionals including:
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