We have released updated policy and regulatory guidance to assist issuers of, and advisers on, margin lending facilities to comply with new licensing, conduct and disclosure requirements. 09-242AD, 7 December 2009
We have decided to withdraw current class order relief that allows issuers of investment products to cite credit ratings without the consent of credit rating agencies. 09-225AD, 12 November 2009
From 1 January 2010, credit rating agencies will be required to hold an AFS licence. 09-224MR, 12 November 2009
| Licensing | How to apply for an AFS licence.
Varying your licence. Cancelling your licence. |
| Compliance | Your ongoing obligations as an AFS licensee including business requirements, conduct, disclosure, training and dispute resolution.
Changes you must tell us about. How to lodge and check your details online. |
| Training | Training of financial product advisers |
| Relief | How to apply for relief from the law.
ASIC's policy and reports on relief. Class order relief by topic. |
| Reference checking | Reference checking directory for the financial services industry |
| Resources | Resources for financial services professionals including:
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