About this register| Date | Recipient | MDP circular | ASIC advisory | Infringement notice |
| 30 March 2012 | Nomura Australia Limited | 2012-01 | 12-59AD | MDP01/12 |
| Date | Recipient | MDP circular | ASIC advisory | Infringement notice |
| 12 December 2011 | Austock Securities Limited | 2011-02 | 11-291AD | MDP02/11 |
| 30 September 2011 | Patersons Securities Ltd | 2011-01 | 11-216AD | MDP01/11 |