CF09 Documents relating to takeovers

Form CF09      

How to submit

Lodgements of documents relating to takeovers should be made through the ASIC Regulatory Portal. Fees will apply and details about payment options are provided in the portal. For more information, see how you lodge fundraising and corporate finance documents.

Applicable Fees

Notice of status of defeating condition - unquoted bid class securities:

  • Near end of offer period - s630(3) - No fee
  • Fulfilled - s630(4) - No fee

Notice of service of bidder’s statement - off market - s633 Step 4 - No fee

Notice that takeover offers have been sent - off market - s633 Step 9 - No fee

Target’s statement and reports - off market - s633 Step 13 - $2,565

Bidder’s statement and offer - off market:

  • Equities - s633(1) - $5,264
  • Managed investment schemes - s633(1) - $5,264

Notice of date set for determination of holders of securities - off market - s633(4) - No fee

Takeover bidder’s statement and documents sent to ASX - on market:

  • Equities - s635 Step 5 - $5,130
  • Managed investment schemes - s635 Step 5 - $5,130

Document accompanying bidder’s statement - on market bid - s635 Step 7 - No fee

Target’s statement and reports - on market - s635 Step 12 - $2,565

Supplementary statement regarding takeover bid

  • Bidder’s supplementary statement - s647(3)(a) - $802
  • Target’s supplementary statement - s647(3)(a) - $802

Court order regarding proportional takeover provisions in constitution - s648G - No fee

Notice of variation in takeover offer:

  • Market bid - s649C - $802
  • Off market bid - s650D - $802

Notice offers free of defeating condition - off market bid - s650F - No fee

Notice of disclosure regarding substantial holding in bid period - s654C(3) - No fee

Notice of objection regarding compulsory acquisition/buy out - s664E(2) - $802

List of members objecting to compulsory acquisition/buy-out - s664E(3)(b) - $160

Last updated: 28/09/2023 06:34