ASIC's focus post 11 March 2004, a presentation by ASIC Commissioner, Berna Collier, to the Investment and Financial Services Association, Sydney, 17 March 2004
Wealth management and advice - the way ahead How will the Australian financial services industry achieve world’s best practice in wealth management and the provision of advice? A speech by Professor Berna Collier, ASIC Commissioner, to the Investment and Financial Services Association (IFSA), 5 October 2005.
ASIC campaigns against churning and misselling, We've announced our surveillance campaign to assess how financial advisers are currently complying with new legal obligations about advice to switch financial products. Information release 04-63, 6 December 2004
ASIC provides guidance on Statements of Advice. We’ve issued guidance on Statements of Advice (SOAs) following our review of a large number of SOAs provided by industry associations. Information release 04-61, 30 November 2004
Next steps on dollar disclosure We provide information on upcoming ASIC work in the area of disclosure, following the publication of the revised dollar disclosure regulations.
Monitoring advertising in superannuation A report about media advertising of superannuation. Statistics from our monitoring by month, medium and sector, July 2004 to November 2005 (PDF file, 91 KB).
Monitoring advertising in superannuation A report about media advertising of superannuation. Statistics from our monitoring by month, medium and sector, July 2004 to November 2005 (PDF file, 91 KB).
