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Releases about financial services



See also:
What's new - financial services
Regulatory documents and class orders by topic
By topic
  • Financial services reform
  • Getting a licence
    - Applying for a licence
    - Licence conditions
    - Varying your licence
    - Relief from getting a licence
    - Applying for relief
  • Complying with your licence
    - General obligations
    - Financial requirements
    - Responsible managers
    -
    Training and supervising representatives
    - Compensation arrangements
    - Dispute resolution
    - Breach reporting
  • Giving advice
    - General advice
    - Statements of advice
    - Financial services guide
    - Client warnings
    - Superannuation advice
  • Product disclosure
    - Product disclosure statements
    - Fees and remuneration
    - Conflicts of interest
    - Periodic statements
    - Deposit products
    - Derivatives
    - Multi-issuer
    - Dollar disclosure
    - Superannuation
    - Environmental, social and ethical factors

Financial services reform



Getting a licence



Applying for a licence Licence conditions Varying your licence Relief from getting a licence Applying for relief
See also Reports on relief applications

Complying with your licence



General obligations Financial requirements Responsible managers Training and supervising representatives Managing conflicts of interest Compensation arrangements Dispute resolution Breach reporting

Giving advice


General advice Statement of advice Financial services guide Client warnings Superannuation advice

Product disclosure


Product disclosure statements Fees and remuneration Conflicts of interest Periodic statements Debentures Deposit products Derivatives Multi-issuer Dollar disclosure Superannuation Authorised representatives Environmental, social and ethical factors

Advertising and hawking



Financial reporting



Client accounts



Type of provider



Actuary Credit rating agency Credit unions etc Financial counselling agency Foreign financial service providers Insurance Law society Mortgage broker Real estate company Responsible entity Superannuation

Type of product


See also releases on Managed investment schemes Calculators Deposit products Derivatives Foreign exchange contracts Insurance
Margin lending facilities
Mortgage offset accounts Mutual risk products Non-cash payment facilities Promissory notes

Type of arrangement



Agency banking Factoring arrangements Secondary services and on-sales Share/unit sale facilities Trustee company services Wholesale services

Codes of conduct



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