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Road map - auditors



See also Financial reporting | Other topics | About the road map

Topic

Registering as an auditor


RG 180 Auditor registration
CO 01/1256 Qualified accountant
CO 02/551 Recognised accountant
INFO 51 Professional registers
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Ongoing obligations and conditions


RG 34 Auditors’ obligations: reporting to ASIC
RG 20 Disclosure of convictions and proceedings

Auditor independence
RG 187 Auditor rotation
CO 05/910 Auditor's independence declaration - exemption (withdrawn - see IR 07/37)
CO 05/83 Timing of auditor's independence declaration (withdrawn - see IR 07/37)

Auditor transparency reports
INFO 184 Auditor transparency reports

Rotation
RG 187 Auditor rotation
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Ceasing to be an auditor


RG 26 Resignation of auditors
INFO 6 Appointment and cessation of an auditor of an AFS licensee (natural person, partnership, non-corporate trustee or proprietary company)
INFO 62 Removal of an auditor under the Corporations Act 2001
INFO 64 Resignation and removal of auditors of registered schemes or compliance plans
INFO 65 Resignation of an auditor under the Corporations Act 2001

Disqualification
See also Dealing with ASIC: Banning and disqualification
RG 180 Auditor registration
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Auditing standards


RG 170 Prospective financial information
RG 180 Auditor registration
RG 187 Auditor rotation
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Audit inspection program


REP 58 Report on the auditor inspection program
REP 78 Audit inspection program (Second report to FRC)
REP 130 Audit inspection program public report for 2006-07
REP 192 Audit inspection program public report for 2008–09
REP 242 Audit inspection program public report for 2009–10
REP 317 Audit inspection program report for 2011-12


SMSF auditors


RG 243 Registration of self-managed superannuation fund auditors
CO 12/1687 Competency standards for approved SMSF auditors
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