Banned and disqualified people

You can check our 'banned and disqualified' register for the names of people who have been banned from giving financial advice or directors who have been banned from managing a company.

Search the banned and disqualified register

How do I find information about a financial adviser?

The 'Financial adviser register' has details on all appointed financial advisers. This includes their employment history and product authorisations.

Search the Financial adviser register | More about checking advisers

Checking an investment company or scheme

Before you invest you should check to see if the investment company is operating legally. Proper checks on an investment company or product can mean the difference between losing your money to a shonky dealer and getting a great deal from a legitimate business.

More about checking an investment company or scheme

Search our registers

Use our online services

Find a form

Last updated: 02/06/2017 09:35