AFS licensing -more information

Varying licence authorisations and conditions

Licensees

After your licence has been issued, you can use our Licensees portal to vary licence authorisations and conditions or make changes to nominated responsible managers.
 
More about varying your licence

Appointing, changing details or ceasing an authorised representative

Licensees

After your licence has been issued, you can use ASIC Connect to appoint authorised representatives. To change details of or cease an authorised representative, use the paper forms available.

Authorised representatives

After you have been authorised, you can use ASIC Connect to appoint authorised representatives. To change details of or cease an authorised representative, use the paper forms available.
 
More about appointing, changing details or ceasing an authorised representative

ASIC and the Tax Practitioners Board

If you are applying for registration or are already registered with the Tax Practitioner's Board (TPB), the TPB may provide data to ASIC regarding disciplinary matters, including:

  • rejected tax (financial) adviser registrations,
  • terminated tax (financial) adviser registrations,
  • investigations relating to tax (financial) adviser and tax agents that provide financial services where there has been a breach of the Tax Agents Services Act,

ASIC will consider this information when assessing an application for, or a variation to an Australian Financial Services licence.

More about ASIC and the Tax Practitioners Board

Lodging annual accounts and audit reports

AFS licensees

Lodging your annual accounts and audit report using forms FS70 and FS71

Foreign companies

Lodging your annual accounts as a foreign company using form 405

More information about licensing

Limited AFS licence - Accountants and advice

Still need help? Contact your industry association or ASIC

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Last updated: 20/10/2014 12:00