Appointing financial advisers

You can appoint your financial advisers using ASIC Connect.

Follow the steps below and read our user guides if you need more information.

StepTitleDescription

1.

Sign up for an ASIC Connect account

See our user guide for steps on How to sign up for an ASIC Connect account and link your licence(s).

2.

Get your ASIC key

You will need your ASIC key to link your licence or authorised representative to your ASIC Connect account.

3.

Link your licence or authorised representative

Using the ASIC key, you can link your licence or authorised representative to your ASIC Connect account. See our user guide How to sign up for an ASIC Connect account and link your licence(s).

4.

Check the information you need

Check that you have all the information you need to appoint your financial advisers.

5.

Appoint your financial advisers

See our user guide for the steps on how to appoint your financial advisers through ASIC Connect.

If you are appointed as a financial adviser, you must notify ASIC to comply with Australian Government law.

You can also watch our video that guides you through the process of appointing a financial adviser.

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Last updated: 26/08/2016 02:04