Additional searches

In addition to ASIC Connect, we provide other registers, searches, and information.

ASIC training register

(under review from 25 September 2012)

The ASIC Training Register lists training courses and individual assessment services that have been approved by ASIC-authorised assessors. These courses meet ASIC's training requirements in relation to Regulatory Guide 146 Licensing: Training of financial product advisers (RG 146).

See more information on ASIC's training standards for people who provide financial product advice to retail clients and the ASIC training register.

Carbon registrants

(inactive from 1 January 2013)

Search register of carbon registrants

Credit and ASIC Act infringements notices register

This register records infringement notices paid under the National Consumer Credit Protection Act 2009, the National Consumer Credit Protection Regulations 2010 and the Australian Securities and Investments Commission Act 2001 (ASIC Act).

Search Credit and ASIC Act infringement notices register

Enforceable undertakings register

The enforceable undertakings register lists enforceable undertakings accepted by ASIC. Enforceable undertakings are undertakings provided to us that are enforceable in a court. They are generally accepted by us as an alternative to civil or administrative action where there has been a contravention of the legislation we administer.

Search enforceable undertakings register | More about enforceable undertakings

Public warning notices

In some circumstances ASIC may issue a notice warning the public about the conduct of a person in relation to financial services: see Australian Securities and Investments Commission Act 2001, s12GLC.

See public warning notices

Register of banned bodies corporate

The register of banned bodies corporate lists bodies corporate that are banned from engaging in credit activities by a state or territory or under the National Consumer Credit Protection Act 2009. It contains all information received from states and territories about banned bodies corporate.

Please note, some of these bodies corporate may no longer be registered with ASIC and will be noted as being deregistered companies.

Search register of banned bodies corporate

Register of certificates of transfer for licensed trustee companies

Licensed trustee companies provide trustee services to clients, including acting as executor of a will, trustee or under a power of attorney. The register shows copies of the certificates of transfer that we have issued following transfer determinations.

Search register of certificates of transfer for licensed trustee companies

Register of persons banned from engaging in a credit activity under a law of a state or territory

The National Consumer Credit Protection Act 2009 (National Credit Act) requires that ASIC maintain a register of persons who are defined in the National Credit Act as being banned from engaging in a credit activity under a law of a state or territory. The National Credit Act requires that this information be available to the public.

The list of names was incorporated into the Banned and Disqualified Register in 2010.

Search Banned and disqualified registerMore information about the register

Register of trustees for debenture holders

Search the information required to be provided by the issuers of debentures relating to the appointment of trustees. The register shows appointments made from 1 January 2010.

Search register of trustees for debenture holders

Register of unlicensed carried over instrument lenders

This register lists all unlicensed carried over instrument lenders notified to ASIC.

Search register of unlicensed carried over instrument lenders

Summary prosecutions of companies and directors

This register lists summary prosecutions undertaken by ASIC against companies and directors. Since 1 July 2002, we have increased the number of prosecutions of people and companies for a range of alleged breaches of the Corporations Act.

Our reasons for doing this include:

  • improving the quality of information available to the public, shareholders and members or officers of Australian companies
  • assisting external administrators to address ongoing misconduct by company officers
  • discouraging the misuse of ASIC's public database
  • preventing disqualified directors from managing companies.

View summary prosecutions of companies and directors

What is an ASIC key?

Your ASIC key is a unique number used in ASIC Connect that helps us establish your identity and protects your business information by making sure only you and those you have authorised can access it.

Learn more about ASIC keys

What is an AUSkey?

AUSkey is a single key to access government online services. In the future, you may no longer need different user IDs and passwords as AUSkey becomes accepted by more government agencies for their online services.

Learn more about AUSkeys

What is a corporate key?

A corporate key is an 8-digit number uniquely associated with a company’s ACN. Your company needs only one corporate key.

Learn more about corporate keys

Last updated: 22/08/2016 09:15