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Infringement notices register

This register records infringement notices paid under the Australian Securities and Investments Commission Act 2001 (ASIC Act), National Consumer Credit Protection Act 2009 (National Credit Act), the National Consumer Credit Protection Regulations 2010 (National Credit Regulations), Corporations Act 2001 (Corporations Act) and the Insurance Contracts Act 1984 (Insurance Contracts Act).

The notices included in the register have been complied with. Payment of an infringement notice is not an admission of guilt or liability.

For information about infringement notices through the Markets Disciplinary Panel see the MDP Outcomes Register.

How to search the register

Search the list below by date or use the 'Find on this page' function in your internet browser to search the list of infringement notices.

  1. Click 'Expand all' to expose all content.
  2. Type Ctrl+F (Mac users type Apple+F) or choose 'Find' in the 'Edit' menu.
  3. Then enter the name of the person or company in the search box.

You can download a copy of each infringement notice as a PDF file.

Search for credit licensees on the ASIC Professional Registers Search

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