Public warning notices
In some circumstances ASIC may issue a notice warning the public about the conduct of a person in relation to financial services: see Australian Securities and Investments Commission Act 2001, s12GLC.
|
Date |
Party |
ASIC media release |
Public warning notice |
ASIC Act provision |
| 28 June 2023 | David Alan Zohar | PWN 2023-1 (PDF) | section 12GLC(1) | |
| 13 February 2018 | AGM Markets Pty Ltd OT Markets Pty Ltd Ozifin Tech Pty Ltd |
18-036MR | See 18-036MR | section 12GLC |
| 5 July 2017 | Skyllex | 17-225MR | PWN 2017-1 (PDF) | section 12GLC(1) |
|
8 August 2016 |
Titantrade | 16-246MR | PWN 2016-4 (PDF) | section 12GLC(1) |
|
9 May 2016 |
Various parties | 16-189MR | PWN 2016-3(PDF) | section 12GLC(1) |
|
13 May 2016 |
Top Ten Binary Brokers | 16-142MR | PWN 2016-2 (PDF) | section 12GLC(1) |
|
8 March 2016 |
Market City International SRL | 16-066MR | PWN 2016-1 (PDF) | section 12GLC(1) |
|
9 February 2015 |
Shaun Gregory Morgan |
15-016MR |
section 12GLC(1) |
|
|
11 September 2014 |
First Forex |
section 12DA |
||
|
27 August 2013 |
Mike Morgan Loans |
section 12GLC(1) |
||
|
10 September 2012 |
Robert George McClelland |
section 12GLC(1) |
||
|
15 May 2012 |
Dellingworth Pty Ltd ACN 131 923 129 |
section 12GLC(1) |