CP 289 Crowd-sourced funding: Guide for intermediaries

Released 22 June 2017. Comments close 3 August 2017.

This consultation paper seeks feedback on our proposed guidance for entities looking to provide crowd-funding services as crowd-sourced funding (CSF) intermediaries.

Our proposed guidance will assist CSF intermediaries to understand their role and comply with:

  • their general obligations as AFS licensees; and
  • specific obligations under the CSF regime in Pt 6D.3A of the Corporations Act.

This paper attaches a draft of the proposed Regulatory Guide 000 Crowd-sourced funding: Guide for intermediaries (RG 000) and relevant amendments to Regulatory Guide 166 Licensing: Financial requirements (RG 166) relating to financial requirements for CSF intermediaries.

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Last updated: 21/09/2017 11:40