Regulatory guides, information sheets, reports and consultation papers

Our regulatory documents explain our approach in specific areas we regulate:

  • Regulatory guides (RG) give guidance to regulated entities.
  • Information sheets (INFO) provide concise guidance on a specific process or compliance issue or an overview of detailed guidance.
  • Reports (REP) describe ASIC compliance or relief activity or the results of a research project.
  • Consultation papers (CP) seek feedback from stakeholders on matters ASIC is considering, such as proposed relief or proposed regulatory guidance.

Our monthly tables summarise updates that have been made to our regulatory documents.

Last updated: 11/05/2017 09:29