RG 175 Licensing: Financial product advisers – conduct and disclosure

Issued 14 November 2017

This guide is for persons who provide financial product advice to retail clients, and their professional advisers (such as lawyers). It considers how certain conduct and disclosure obligations in Pt 7.7 and Div 2 of Pt 7.7A of the Corporations Act 2001 apply to the provision of financial product advice.

Download RG 175 (PDF 958 KB)

Last updated: 03/10/2013 12:00