REP 513 ASIC enforcement outcomes: July to December 2016

Released 8 March 2017

This report outlines the enforcement results achieved by ASIC during the period from 1 July to 31 December 2016 (the relevant period). The report provides a high-level overview of some of our enforcement priorities and highlights some important cases and decisions during this period.

Download the report (PDF 558 KB)

Note: This report has been redacted in line with ASIC policy. See INFO 152 Public comment on ASIC's regulatory activities.