REP 531 Review of compliance with asset holding requirements in funds management and custodial services

Released 22 June 2017

In 2016–17, ASIC reviewed a number of asset holders to assess compliance with Regulatory Guide 133 Managed investments and custodial or depository services: Holding assets (RG 133) and related instruments.

This report sets out the findings from our review, and recommendations for improving compliance.

Last updated: 30/03/2021 09:31