M70 Application for re-accreditation of retail client advisers

Form M70      
Description Application for re-accreditation of retail client advisers
Purpose Use this form if the Representative’s accreditation has been withdrawn or has expired AND the Representative became an employee of, or otherwise engaged by, the Market Participant within 2 years from the date their accreditation was withdrawn or expired AND within 2 months of being re-accredited, the Representative will re-commence providing Financial Product Advice to clients of the Market Participant of a kind covered by MIRs 2.4.2, 2.4.3, 2.4.4 or 2.4.5 AND the Representative has complied with the Continuing Professional Education Requirements pro-rata to the number of full months since the date their accreditation was granted or last renewed.
Applicable Fees No Fee
Lodging Period   Late Fees Not applicable
Legislation References ASIC Market Integrity Rules\2.4.20
Related Forms   Related Information
Online Lodgement

Log in to MECS

More about MECS

 
Last updated: 01/07/2016 07:46