Lodging prospectuses and other disclosure documents

You must lodge your disclosure document with ASIC before it can be used to raise funds. For more information see Regulatory Guide 254 Offering securities under a disclosure document (RG 254).

When you have completed the preparation of an offer document:

  • use OFFERlist Entry to record summary information about your offer for display on OFFERlist. This summary information will be stored and not published on OFFERlist until the disclosure document has been physically lodged with ASIC.
  • Lodge your disclosure document with the appropriate fee as follows:
    • If by courier or post, to your state or territory's ASIC Regional Office
    • If by hand delivery, to your state or territory's ASIC Service Centre, unless you are based in NSW. NSW documents should be hand delivered to the NSW Regional Office

For more information contact us online or phone us on 1300 300 630.

What's new

ASIC reports on review of marketing practices in IPOs

ASIC has warned firms and issuers involved in initial public offerings (IPOs) in Australia to ensure their marketing campaigns comply with the letter and spirit of the law, particularly when using emerging social-media strategies. 16-315MR. 19 September 2016

More releases on fundraising

Last updated: 20/10/2014 12:00