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7859 media releases found
9 July 2020 MEDIA RELEASE
20-159MR ASIC consults on second product intervention order to stop continuing consumer harm

ASIC has released Consultation Paper 330 (CP 330) on the proposed use of its product intervention power to address significant detriment it has ...

7 July 2020 MEDIA RELEASE
20-158MR ASIC issues no-action position to allow right-of-use lease assets to count in satisfying AFS licensee requirements

Today, ASIC issued a temporary no-action position for Australian financial services (AFS) licensees in relation to potential breaches of the ...

7 July 2020 MEDIA RELEASE
20-157MR Focuses for financial reporting under COVID-19 conditions

ASIC today provided further information on focus areas for financial reporting in the COVID-19 environment for years ending 30 June 2020 following ...

3 July 2020 MEDIA RELEASE
20-156MR Credit Suisse pays $75,000 infringement notice

Credit Suisse Equities (Australia) Limited (Credit Suisse) has paid a penalty of $75,000 to comply with an infringement notice given by the ...

1 July 2020 MEDIA RELEASE
20-155MR Societe Generale Securities Australia Pty Ltd pleads guilty to client money offences

On 30 June 2020, Societe Generale Securities Australia Pty Ltd (SGSAPL) pleaded guilty at the Downing Centre Local Court in Sydney to client money ...

1 July 2020 MEDIA RELEASE
20-154MR Darwin accountant receives jail sentence for failing to attend ASIC examination

Mr William Desmond Fong, of Darwin, Northern Territory, has been convicted and sentenced to six weeks imprisonment after pleading guilty to failing ...

30 June 2020 MEDIA RELEASE
20-153MR ASIC cancels AFS licence of MyPlanner Professional Services

ASIC has cancelled the Australian Financial Services (AFS) licence of Queensland-based financial services provider MyPlanner Professional Services ...

30 June 2020 MEDIA RELEASE
20-152MR Former director banned for engaging in illegal phoenix activity

Mr Sean Joseph O’Reilly of Hemmant, QLD has been banned from managing companies for four years due to his involvement in three failed companies. Mr ...

29 June 2020 MEDIA RELEASE
20-151MR ASIC bans former Forex Capital Trading Pty Ltd employee from providing financial services

ASIC has banned Mr Steven Marsh, a former employee of Forex Capital Trading Pty Ltd (Forex CT), from providing financial services for a period of ...

26 June 2020 MEDIA RELEASE
20-150MR ASIC permanently bans Melbourne former responsible manager from providing financial services

ASIC has permanently banned former responsible manager Anthony ‘Tony’ David Wynd of Melbourne from providing financial services. Mr Wynd was the sole ...

Last updated: 23/03/2016 03:08