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8137 media releases found
6 May 2021 MEDIA RELEASE
21-096MR ASIC bans former Sydney adviser for eight years

ASIC has banned Sydney-based former financial adviser, Lisa Lee, from providing financial services for eight years. Ms Lee was a representative of ...

6 May 2021 MEDIA RELEASE
21-095MR ASIC quarterly update January to March 2021

ASIC has today released its first quarterly update report, which covers the period from 1 January to 31 March 2021. The January to March 2021 period ...

5 May 2021 MEDIA RELEASE
21-094MR Firms offering debt management services require credit licence to operate

ASIC has today released an information sheet for providers of debt management services that explains their new regulatory obligations, including the ...

5 May 2021 MEDIA RELEASE
21-093MR ASIC commences civil proceedings against Westpac for insider trading

ASIC has today commenced proceedings in the Federal Court against Westpac Banking Corporation (Westpac) for insider trading, unconscionable conduct ...

3 May 2021 MEDIA RELEASE
21-092MR Further dishonesty charges laid against WA financial adviser

On 23 April 2021, Mr Rahul Goel, of Success, Western Australia, appeared before the Perth Magistrates Court charged with a further 12 counts of ...

30 April 2021 MEDIA RELEASE
21-091MR ASIC review finds retail managed funds responded well to COVID-19 challenges in 2020

An ASIC review of a targeted selection of retail managed funds found that they did not face serious investor liquidity challenges during the height ...

29 April 2021 MEDIA RELEASE
21-090MR ASIC Commission welcomes appointment of new Chair and Deputy Chair

ASIC Chair James Shipton said: ‘On behalf of the ASIC Commission and team I’d like to congratulate Joe Longo on his appointment as the next ASIC ...

29 April 2021 MEDIA RELEASE
21-089MR ASIC obtains restraint orders against Kewa Ruwhiu, Mathew Ruwhiu and Debts Knockout

On 27 April 2021, the Federal Court made orders by consent restraining Kewa Ruwhiu, Mathew Ruwhiu and Debts Knockout from carrying on, promoting or ...

29 April 2021 MEDIA RELEASE
21-088MR ASIC allows certain AFS licensees to use lease assets to satisfy their licence financial requirements

ASIC has made changes to the financial requirements for some types of Australian financial services (AFS) licensees in relation to the treatment of ...

29 April 2021 MEDIA RELEASE
21-087MR Former Australian Unity financial adviser banned for five years

ASIC has banned Christopher Chan, a former authorised representative of Australian Unity Personal Financial Services Limited, from providing ...

Last updated: 30/03/2021 09:37