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7952 media releases found
21 October 2020 MEDIA RELEASE
20-252MR Societe Generale Securities Australia Pty Ltd receive $30,000 penalty for breaching client money rules

Societe Generale Securities Australia Pty Ltd (SGSAPL) has been sentenced in Sydney’s Downing Centre Local Court on charges brought by ASIC relating ...

20 October 2020 MEDIA RELEASE
20-251MR ASIC restricts Smiles Inclusive Ltd from issuing a reduced-content prospectus

ASIC has restricted Smiles Inclusive Limited (Smiles) from eligibility to issue a reduced-content prospectus until 19 October 2021. The decision ...

20 October 2020 MEDIA RELEASE
20-250MR ASIC places restrictions on Holista CollTech following continuous disclosure failures

ASIC has restricted Holista CollTech Limited (Holista CollTech) from eligibility to issue a reduced-content prospectus, and to use exemptions for ...

20 October 2020 MEDIA RELEASE
20-249MR Royal Commission witness and former financial adviser Sam Henderson sentenced

Mr Sam Maxwell Henderson, former chief executive officer, director and senior financial adviser of Henderson Maxwell Pty Ltd (Henderson Maxwell), has ...

20 October 2020 MEDIA RELEASE
20-248MR ASIC updates information sheets on new protections under the unfair contract terms laws

ASIC has today updated its information sheets on unfair contract terms protections for consumers and small businesses. The protections will be ...

19 October 2020 MEDIA RELEASE
20-247MR NAB ordered to pay $15 million for dealing with unlicensed home loan Introducers: Royal Commission case study

The Federal Court of Australia has today ordered National Australia Bank (NAB) pay a civil penalty in the amount of $15 million for contravening ...

19 October 2020 MEDIA RELEASE
20-246MR Federal Court imposes $75 million penalty on OTC derivative issuer AGM Markets and former authorised representatives OT Markets and Ozifin

On 16 October 2020, the Federal Court ordered that AGM Markets Pty Ltd (AGM), OT Markets Pty Ltd (OTM) and Ozifin Tech Pty Ltd (Ozifin) pay a total ...

16 October 2020 MEDIA RELEASE
20-245MR Finance broker charged with making a false statement to ASIC

Mr Henan Gao of New South Wales, a mortgage broker and director of Shinning Crown International Pty Ltd (SCI), has been charged with one count of ...

15 October 2020 MEDIA RELEASE
20-244MR Man arrested following suspected financial investment scam

E-Crime Squad detectives have arrested a man as part of an ongoing investigation into a number of financial investment scams. The 42-year-old ...

15 October 2020 MEDIA RELEASE
20-243MR ASIC succeeds in obtaining orders against Debt Wipeout

ASIC has obtained interim orders and injunctions from the Federal Court of Australia against Mr David Murphy, Mr Anastasios Mavroulis, Mrs Kewa ...

Last updated: 23/03/2016 03:08