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4688 media releases found
1 July 2022 MEDIA RELEASE
22-172MR ASIC to communicate negative audit review findings to directors

ASIC has announced that it will routinely communicate negative findings from its reviews of audit files to directors, rather than the current ...

1 July 2022 MEDIA RELEASE
22-171MR Disciplinary committee decision - Nicholas Crouch

On 24 June 2022, a committee convened to make a disciplinary decision about registered liquidator, Nicholas James David Crouch of Crouch Amirbeaggi, ...

1 July 2022 MEDIA RELEASE
22-170MR ASIC suspends AFS licence of ISG Financial Services Limited

ASIC has suspended the Australian financial services (AFS) licence of ISG Financial Services Limited (ISG) (AFSL 290328) until 30 September 2022. ISG ...

1 July 2022 MEDIA RELEASE
22-169MR ASIC cancels AFS licence of Quattro Management Pty Limited

ASIC has cancelled the Australian financial services (AFS) licence of Quattro Management Pty Limited (AFSL 339558). The licence was cancelled on the ...

30 June 2022 MEDIA RELEASE
22-168MR Animoca Brands Corporation Limited convicted and fined for failing to lodge financial reports

Animoca Brands Corporation Limited ACN 122 921 813 has been convicted on charges of failing to lodge annual and half-yearly financial reports with ...

30 June 2022 MEDIA RELEASE
22-167MR ASIC bans Melbourne based adviser David Ruthenberg for three years

ASIC has banned Melbourne-based financial adviser David Noel Ruthenberg from providing financial services for three years. Mr Ruthenberg operated ...

30 June 2022 MEDIA RELEASE
22-165MR ASIC sues Mercer Financial Advice for misleading customers about fees for no service and fee disclosure statement failures

ASIC has commenced civil penalty proceedings in the Federal Court against Mercer Financial Advice (Australia) Pty Ltd (Mercer) for allegedly making ...

30 June 2022 MEDIA RELEASE
22-166MR ASIC consults on remaking class order on financial requirements for retail OTC derivative issuers

ASIC has today released a consultation paper proposing to remake its class order on the financial requirements for issuers of over-the-counter (OTC) ...

29 June 2022 MEDIA RELEASE
22-164MR ASIC disqualifies construction industry director for five years

ASIC has disqualified industry director Joshua Ian Ridley of Helensvale QLD, from managing corporations for the maximum period of five years due to ...

29 June 2022 MEDIA RELEASE
22-163MR ASIC disqualifies former restaurant director for four years

ASIC has disqualified former director Gunashaker Senthamilselvan, of Baulkham Hills, NSW, from managing corporations for four years due to his ...

Last updated: 30/03/2021 09:37