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4712 media releases found
6 April 2022 MEDIA RELEASE
22-082MR ASIC’s CFD product intervention order extended for five years

ASIC has extended its product intervention order imposing conditions on the issue and distribution of contracts for difference (CFDs) for a further ...

6 April 2022 MEDIA RELEASE
22-081MR Superannuation trustees strengthen governance practices following ASIC surveillance of investment switching

Trustees in Australia’s superannuation industry have revised their internal policies and procedures after an ASIC surveillance found significant ...

5 April 2022 MEDIA RELEASE
22-080MR ASIC bans Victoria-based credit representative for six years

ASIC has banned Victoria-based former credit representative Rodney Peter Maher from engaging in credit activities, controlling other persons who ...

5 April 2022 MEDIA RELEASE
22-079MR Dominique Grubisa receives four-year ban

ASIC has banned Dominique Grubisa, the Sydney-based CEO and director of DG Institute Pty Ltd, from engaging in credit activity, providing financial ...

5 April 2022 MEDIA RELEASE
22-078MR ASIC takes action against Macquarie Bank for alleged failures to properly monitor third party withdrawals from customer accounts

ASIC has commenced civil penalty proceedings in the Federal Court against Macquarie Bank Ltd for failing to adequately monitor and control ...

4 April 2022 MEDIA RELEASE
22-077MR ASIC bans Melbourne-based former adviser Mark Babbage from providing financial services or engaging in credit activities for 10 years

ASIC has banned Melbourne-based adviser Mark Christopher Babbage from providing financial services or engaging in credit activities for ten years. ...

4 April 2022 MEDIA RELEASE
22-076MR NSW director disqualified from managing corporations for five years after engaging in illegal phoenix activity

ASIC has disqualified former cleaning and labour hire director Enrico Pucci of Sydney, NSW, from managing corporations for the maximum period of five ...

4 April 2022 MEDIA RELEASE
22-075MR ASIC acts against 19 SMSF auditors

To help protect the integrity of self-managed superannuation fund (SMSF) audits, ASIC has taken action against 19 SMSF auditors since 1 July 2021. ...

31 March 2022 MEDIA RELEASE
22-074MR Former finance broker fined for fraud

Former used-car finance broker Daniel Wilson has been convicted and fined $1,000 in relation to four charges of obtaining financial advantage by ...

31 March 2022 MEDIA RELEASE
22-073MR ASIC extends relief for retirement estimates

ASIC has extended the relief for superannuation trustees who give their members retirement estimates on a periodic statement. The existing relief has ...

Last updated: 30/03/2021 09:37