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4972 media releases found
20 March 2024 MEDIA RELEASE
24-052MR Financial Adviser and director Shane Allan Rose permanently banned

ASIC has permanently banned QLD-based financial adviser Shane Rose from providing any financial services, performing any function involved in the ...

20 March 2024 MEDIA RELEASE
24-051MR Data#3 announces change to accounting policy for indirect software revenue recognition following ASIC review

Data#3 Limited (Data3) has announced the restatement of its full year 2023 and half year 2022 financial reports following a review initiated as part ...

20 March 2024 MEDIA RELEASE
24-050MR Third person pleads guilty in relation to Courtenay House Ponzi scheme

David Sipina of Croydon NSW has pleaded guilty to two criminal charges relating to his role at the Courtenay House group of companies. Mr Sipina ...

19 March 2024 MEDIA RELEASE
24-049MR Former Continental Coal Company Secretary sentenced

Former Continental Coal Company secretary Jane Rosemary Flegg was sentenced to 3 years, 6 months imprisonment with a non-parole period of 21 months ...

19 March 2024 MEDIA RELEASE
24-048MR ASIC cancels AFS licence of Endeavour Securities (Australia) Ltd

ASIC has cancelled the Australian financial services licence of Endeavour Securities (Australia) Ltd (In Liquidation). The license authorised ...

18 March 2024 MEDIA RELEASE
24-047MR ASIC successfully defends Full Federal Court appeal lodged by Provide Capital

The Full Federal Court has dismissed an appeal by Provide Nominees Pty Ltd, trading as Provide Capital. As part of an ongoing investigation, ASIC ...

15 March 2024 MEDIA RELEASE
24-046MR ASIC cancels AFS licence of Suetonius Wealth Management Pty Limited

On 11 March 2024, ASIC cancelled the Australian Financial Services (AFS) licence of Sydney based financial services provider, Suetonius Wealth ...

14 March 2024 MEDIA RELEASE
24-045MR Federal Court finds Finder Earn product was not a financial product

The Federal Court has found that Finder Wallet Pty Ltd did not provide unlicensed financial services in relation to crypto-asset related product ...

14 March 2024 MEDIA RELEASE
24-044MR ASIC and APRA release a cross-industry information package on the Financial Accountability Regime

The Australian Securities and Investments Commission (ASIC) and the Australian Prudential Regulation Authority (APRA) have published new information ...

14 March 2024 MEDIA RELEASE
24-043MR ASIC acts against 15 SMSF auditors performing in-house audits

ASIC has imposed conditions on the registration of 13 self-managed superannuation fund (SMSF) auditors and accepted voluntary cancellations of two ...

Last updated: 04/07/2023 01:12