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8422 media releases found
21 December 2021 MEDIA RELEASE
21-361MR ASIC bans two Tweed Heads-based financial advisers for five and seven years

ASIC has banned James Furnell and Adrian Summers for seven and five years respectively. Mr Furnell was a director and authorised representative of ...

21 December 2021 MEDIA RELEASE
21-360MR ASIC cancels AFS licence of United Wealth Group

ASIC has cancelled the Australian financial services (AFS) licence of Tweed Heads-based financial services provider, United Wealth Group Pty Ltd ...

21 December 2021 MEDIA RELEASE
21-359MR Former MFS Ltd CEO, Michael Christodoulou King, declared bankrupt

The Federal Court has ordered that Mr Michael Christodoulou King be bankrupted following ASIC’s presentation of a creditor’s petition regarding his ...

20 December 2021 MEDIA RELEASE
21-358MR ASIC bans Sydney financial adviser for two years

ASIC has banned Sydney-based financial adviser Christopher Betalli from providing financial services for two years. A review of Mr Betalli’s advice ...

20 December 2021 MEDIA RELEASE
21-357MR ASIC announces first sitting dates for 2022 financial adviser exam

ASIC will take over administration of the financial adviser exam from the Financial Adviser Standards and Ethics Authority (FASEA) from 1 January ...

16 December 2021 MEDIA RELEASE
21-356MR Former director of Blue Star Helium (formerly Antares Energy and Big Star Energy) James Cruickshank penalised and disqualified

On 16 December 2021, the Federal Court ordered James Cruickshank, Blue Star Helium’s (formerly Antares Energy and Big Star Energy) former CEO, be ...

16 December 2021 MEDIA RELEASE
21-352MR Court freezes funds and assets of Ascent Investment and Coaching and its Western Australian director

ASIC has obtained interim orders from the Federal Court freezing the assets of Ascent Investment and Coaching Pty Ltd (Ascent) and its director, ...

15 December 2021 MEDIA RELEASE
21-355MR ASIC urges greater focus on material business risk disclosure in financial reports

ASIC has reminded company directors about the importance of a high-quality operating and financial review (OFR), after ASIC’s recent review of ...

15 December 2021 MEDIA RELEASE
21-354MR ASIC review of 30 June 2021 financial reports

ASIC’s latest review of the financial reports of 150 listed entities for the year ended 30 June 2021 has resulted in inquiries of 29 entities on 53 ...

15 December 2021 MEDIA RELEASE
21-353MR Former NSW financial adviser Melinda Scott convicted of managing a corporation while disqualified

Melinda Scott (also known as Melinda Fletcher), of Monterey, New South Wales, has been convicted of managing a corporation whilst disqualified. Ms ...

Last updated: 30/03/2021 09:37