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8423 media releases found
15 December 2021 MEDIA RELEASE
21-353MR Former NSW financial adviser Melinda Scott convicted of managing a corporation while disqualified

Melinda Scott (also known as Melinda Fletcher), of Monterey, New South Wales, has been convicted of managing a corporation whilst disqualified. Ms ...

15 December 2021 MEDIA RELEASE
21-351MR Charge withdrawn against former director James Feng

ASIC notes the decision of the Commonwealth Director of Public Prosecutions (CDPP) to withdraw the charge against Mr James Jianshu Feng, a former ...

15 December 2021 MEDIA RELEASE
21-350MR ASIC sues OnePath for fees for no service misconduct

ASIC has commenced civil penalty proceedings in the Federal Court against superannuation trustee OnePath Custodians Pty Ltd (OnePath) for allegedly ...

14 December 2021 MEDIA RELEASE
21-349MR ASIC welcomes new International Sustainability Standards Board and updated climate-related disclosure guidance

On 3 November 2021, at COP 26, the International Financial Reporting Standards (IFRS) Foundation Trustees announced the establishment of the ...

14 December 2021 MEDIA RELEASE
21-348MR ASIC welcomes senior leadership appointments

ASIC is pleased to announce some senior executive and regional appointments, which will strengthen the capability and effectiveness of ASIC as a ...

14 December 2021 MEDIA RELEASE
21-347MR ASIC bans Sydney based financial advisers for five years

ASIC has banned Gerald Cummings and Craig Allen for a period of five years. Mr Cummings was a director and authorised representative of Premier ...

14 December 2021 MEDIA RELEASE
21-346MR ASIC cancels AFS licence of Premier Wealth Management

ASIC has cancelled the Australian Financial Services (AFS) licence of Sydney based financial services provider, Premier Wealth Management Financial ...

13 December 2021 MEDIA RELEASE
21-345MR ASIC seeks orders restraining Tyson Scholz from carrying on financial services without a licence

ASIC has filed proceedings in the Federal Court seeking orders restraining Tyson Scholz from promoting or carrying on any financial services business ...

10 December 2021 MEDIA RELEASE
21-344MR ASIC signs MoU with Croatian Financial Services Supervisory Agency

The Croatian Financial Services Supervisory Agency (CFSSA) and the Australian Securities and Investments Commission (ASIC) have signed a new ...

10 December 2021 MEDIA RELEASE
21-343MR Super trustees offering default income protection insurance urged to check on member outcomes

A 2021 ASIC review has again highlighted that trustees need to examine outcomes for their members and proactively consider whether they are ...

Last updated: 30/03/2021 09:37