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7952 media releases found
14 September 2020 MEDIA RELEASE
20-212MR ASIC commences civil penalty proceedings against current and former directors of Linchpin and Endeavour for alleged breaches of duties

ASIC has commenced proceedings in the Federal Court of Australia against current and former directors of Linchpin Capital Group Ltd (Linchpin) and ...

14 September 2020 MEDIA RELEASE
20-211MR NAB superannuation trustee companies to pay $57.5 million penalty for fees for no service breaches

The Federal Court of Australia has ordered two entities in NAB’s wealth management division to pay a total $57.5 million penalty after the Court ...

11 September 2020 MEDIA RELEASE
20-210MR Court rulings support ASIC’s position on notice compliance and legal privilege

Two recent Federal Court decisions support ASIC’s position on obligations to comply with ASIC Act notices and to clearly substantiate any claims for ...

11 September 2020 MEDIA RELEASE
20-209MR Insider trader sentenced to three years imprisonment for trading in Big Un Ltd shares

Former investment analyst, Mr Michael Ming Jinn Ho, 33, has been sentenced in the Sydney Downing Centre District Court to three years imprisonment. ...

10 September 2020 MEDIA RELEASE
20-208MR AAT sets aside disqualification of SMSF auditor

On 5 August 2020, the Administrative Appeals Tribunal (AAT) set aside ASIC’s decision to disqualify Mr John Gilliland from being an approved ...

4 September 2020 MEDIA RELEASE
20-207MR ASIC commences civil penalty proceedings against Dixon Advisory for alleged conflicts, best interest failures and inappropriate advice

ASIC has today commenced proceedings in the Federal Court of Australia against Dixon Advisory and Superannuation Services Limited (Dixon Advisory), a ...

3 September 2020 MEDIA RELEASE
20-206MR ASIC bans former National Representative of BitConnect cryptocurrency investment scheme from providing financial services for seven years

ASIC has banned John Louis Anthony Bigatton, of New South Wales, from providing financial services for seven years. Between August 2017 and January ...

2 September 2020 MEDIA RELEASE
20-205MR ASIC obtains interim injunctions against James Mawhinney and appointment of provisional liquidators to Mayfair debenture issuer

ASIC has obtained interim orders in the Federal Court of Australia against companies in the Mayfair 101 group and their director, James Peter ...

2 September 2020 MEDIA RELEASE
20-204MR Finance broker charged with making false statements to ASIC

Mr Zhuo Wang, a mortgage broker from Gladesville, New South Wales, has been charged with three counts of knowingly making a false statement in credit ...

2 September 2020 MEDIA RELEASE
20-203MR Former Perth finance broker charged with fraud and forgery

On 28 August 2020, former Get Approved Finance broker Mr Eric-John Larry Pryor appeared before the Perth Magistrates Court and was charged with ...

Last updated: 23/03/2016 03:08