Episode 46: ASIC enforcement outcomes, July to December 2018

9 April 2019

ASIC has today released its enforcement update report for the period 1 July 2018 to 30 December 2018.

The report outlines key actions taken over the past six months to enforce the law and support our enforcement objectives.

The report also covers ongoing areas for particular focus, including ASIC Deputy Chair Daniel Crennan QC’s discussion of recent reforms enabling ASIC to pursue harsher civil penalties and criminal sanctions against banks, their executives and others who have breached corporate and financial services law.

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Episode 62: Corporate governance enforcement outcomes

11 February 2020

In this episode, we discuss the work of ASIC's Corporations and Corporate Governance Enforcement team. We explore ASIC's cases against former Kleenmaid director Mr Andrew Eric Young, former Executive Chairman and Chief Executive Officer of Healthzone Limited, Mr Peter David Roach and former liquidator David Leigh.

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For more episodes, visit The ASIC Podcast at Podbean.

Fintech innovations

31 July 2019

This podcast series from Toronto Centre gives regulatory and market perspectives on fintech innovations currently taking place in Australia.

Introducing the newest technology to capital markets - Oliver Harvey, ASIC and Katie McDermott, ASX provide regulator and industry perspectives.

To protect or to foster innovation: An inside look at a regulator's initiative to do both -  Mark Adams, ASIC

Listen to the podcasts on the Toronto Centre website

Last updated: 09/04/2019 12:00