2013-14

ASIC's latest enforcement results

15 December 2014

ASIC Commissioner Greg Tanzer summarises some of ASIC's recent enforcement results.

Insolvency and illegal phoenix activity

11 November 2014

ASIC Commissioner John Price talks about some of ASIC's work around insolvency and illegal phoenix activity.

Breach reporting

 22 October 2014

ASIC Deputy Chairman Peter Kell on ASIC's work around breach reporting, including a review of breach reporting by Australian financial services (AFS) licensees.

Review of retail life insurance advice

8 October 2014

Deputy Chairman Peter Kell on ASIC's recent review of the retail life insurance advice sector.

Cyber crime

3 September 2014

ASIC Chairman Greg Medcraft talks about cyber crime and the importance of working with counterparts here and overseas to tackle the issue.

Disputes about unpaid debts

19 August 2014

Lakshmi from ASIC's Misconduct and Breach Reporting Team talks about what you can do when disputes arise over unpaid debts.

The National Financial Literacy Strategy

17 August 2014

The National Financial Literacy Strategy is led by the Australian Securities and Investments Commission (ASIC). It provides a practical framework for action to guide and encourage all those with a role to play in improving financial literacy for Australians.

Disputes about similar business names

21 July 2014

Ryan from ASIC's Misconduct and Breach Reporting Team talks about what you can do when disputes arise over similar business names.

Rights of proprietary company shareholders

29 June 2014

Francis from ASIC's Misconduct and Breach Reporting Team talks about what to do if you have a concern about your rights as a proprietary company shareholder.

Different types of scams

29 June 2014

Tim from ASIC's Misconduct and Breach Reporting Team talks about different types of scams, what to do if you think you are being scammed and what types of scams ASIC is interested in.

Disputes with financial services or credit providers

1 June 2014

Andrea from ASIC's Misconduct and Breach Reporting Team talks about what to do if you have a dispute with your financial services or credit provider.

See also ASIC's Moneysmart tips on YouTube

A lender of last resort

7 April 2014

ASIC's Warren Day responds to the Four Corners story that aired on 7 April 2014  'A Lender of Last Resort'

Small business survey

6 April 2014

Commissioner Greg Tanzer talks about ASIC's second small business survey, including a wrap-up of the actions taken since the first, 18 months ago.

Disputes about employee entitlements

16 January 2014

ASIC Info sheet 160: Disputes about employee entitlements

Tip-offs, information of concern and reports of misconduct

22 September 2013

Warren Day, Senior Executive Leader, Stakeholder Services and Victorian Regional Commissioner, talks about ASIC's approach to handling complaints, tip-offs and reports of misconduct.
This is the introduction to a series of video clip versions of ASIC information sheets covering a range of topics that commonly get raised with ASIC.

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Last updated: 28/07/2021 04:11