Register to attend
Register now to attend the Licensing Liaison Webinar
Event purpose
Each year, ASIC’s Licensing team holds liaison meetings with our key stakeholders to provide insights into our regulatory approach to licensing and professional registration responsibilities.
This year’s webinar will discuss our licensing and professional registration activity performance as well as a range of topics relating to recent and upcoming reforms that will be of interest to current and prospective Australian financial services licensees and service providers that interact with ASIC’s licensing and professional registration functions.
Presenters
Mark Adams
Senior Executive Leader, Strategic Intelligence and Co-Ordinator, Innovation Hub
Regional Commissioner, NSW
Warren Day
Chief Operating Officer
Peng Lee
Senior Executive Leader, Licensing
Alex Purvis
Senior Manager, Superannuation
Nicholas Vonarx
Senior Manager, Licensing
Gerard Mithen
Senior Manager, Licensing
Event agenda
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Licensing Liaison Webinar Thursday 4 November 2021, 2.00 pm–3.30 pm (AEDT) |
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Welcome and overview (15 mins) |
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Acknowledgement of Country Introduction Opening remarks (15 mins) |
Warren Day |
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Presentations (30 mins) |
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ASIC’s Innovation Hub and Enhanced Regulatory Sandbox (10 mins) |
Mark Adams |
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Financial services licensing and superannuation trustee reforms (10 mins) |
Alex Purvis |
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ASIC Licensing performance – key messages (10 mins) |
Peng Lee |
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Reforms (20 mins) |
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Fit and proper test Foreign financial services providers Litigation funding Insurance claims handling Debt management firms Upcoming reforms Other observations |
Nicholas Vonarx Gerard Mithen |
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Q&A (25 mins) |
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Facilitators |
Peng Lee Nicholas Vonarx Gerard Mithen |
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Q&A |
Open discussion |
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Final thoughts & closing |
Peng Lee |
Please note: ASIC intends to live-stream and record the webinar and may make the recordings available online for access by the public.
Register to attend
Register now to attend the Licensing Liaison Webinar
ASIC's latest licensing report
More information
For more information about ASIC's licensing work contact us at ASICLicensingLiaison@asic.gov.au