Additional resources for the enhanced regulatory sandbox

Webinars

Enhanced regulatory sandbox: Overview Webinar

In coordination with ASIC issuing guidance about the Government’s enhanced regulatory sandbox, the Innovation Hub team hosted an overview webinar on the new framework.

Streamed on Monday 31 August, the session walked through:

  • Key features of the ERS
  • Products and services that can be tested within the ERS
  • How to apply for the ERS
  • What obligations apply to businesses using the ERS
  • Open discussion and Q&A

To download a copy of the presentation slides, click here.

Meeting your ERS conduct and disclosure obligations

When you provide eligible financial services or engage in eligible credit activities under the ERS exemption, you are required to comply with specified conduct and disclosure obligations as a condition of your exemption. These obligations apply to you as if you were an Australian financial services (AFS) licensee or an Australian credit licensee.

Below is a list of AFS and credit regulatory guides that provide further guidance on how you can comply with your obligations:

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News

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ASIC joins the Business Research and Innovation Initiative - Regulatory Technology Round

15 April 2021

ASIC’s BRII challenge seeks to establish an innovative technology solution to analyse market announcements (and other corporate disclosures) by listed companies and entities to help identify and assess poor market disclosure. More information can be found in the challenge fact sheet.

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ASIC publishes REP 685 ASIC's Regtech Initiatives 2019-20

20 January 2021

ASIC’s Regtech Initiatives 2019-20 report covers observations and findings from the regtech initiatives we conducted throughout the year.  The report outlines that regtech is particularly useful for identifying and, in some cases, assessing indicators of concerning conduct or activities by financial businesses.

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Events

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12th ASIC regtech liaison forum

30 April 2021

The forum provides a regular chance for industry representatives and regulators to discuss the developments and opportunities within the regulatory technology (regtech) space. More information.

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Financial Innovation: Regulator meet-up, recording now available

1 December 2020

ASIC's regulator meet-ups bring together representatives from national bodies to outline their latest initiatives and news with financial innovation and technology. More information.

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Archive

Last updated: 30/03/2021 09:23