Archive: Events - 2017

ASIC presents at a range of fintech meetups and events to discuss the Innovation Hub, our approach to new business models and address questions from the sector on regulation and compliance. 

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ASIC's Regtech Liaison Forum

The purpose of the Forum was to facilitate networking, discussion of regtech developments and opportunities to collaborate on initiatives that promote positive applications of regulatory technology.

6 December 2017, ASIC Melbourne

Sites in Sydney, Perth, Brisbane, Canberra and Adelaide were connected via video conference.

 Regtech Liaison Forum 2

Regtech Liaison Forum 1

4th Annual FinTech Summit 2017

ASIC Commissioner John Price made a keynote presentation on ASIC's perspective on the fintech sector opportunity.

2 November 2017, The Ashurst Ballroom, Sydney

Regtech and Compliance Automation for Financial Service Forum

Innovation Hub Coordinator Mark Adams presented on ASIC's approach to regtech and next steps in this area.

17 October 2017, Grace Hotel, Sydney

Regtech Forum Asic And Austrac

Regtech Forum Mark Adams

 

ASIC's Regtech Showcase

ASIC hosted a showcase event to stimulate engagement and explore the opportunities and barriers to regtech deployment.

18 September 2017, Tower 3 - International Towers Sydney

View the presentations

The latest from the Innovation Hub

ASIC Commissioner John Price discussed the work of the Innovation Hub, including an update on informal assistance, the regulatory sandbox framework, regtech, crowd-sourced funding and international cooperation.

30 August 2017, Spacecubed 45 St Georges Terrace, Perth

Meet the regulators - Sydney event

See also Melbourne event

Representatives from ASIC, Austrac, OAIC, APRA and RBA provided an update on initiatives relating to innovation and explain how fintechs can navigate the regulatory landscape.

Topics included:

  • ASIC's informal assistance, sandbox, international network and regtech
  • Why privacy is important for new fintech businesses, and some tips on good data handling practices and conducting privacy impact assessments.
  • proposals for a phased approach to licensing banks 
  • new payments platform update
  • public-private partnerships to combat financial crime

17 August 2017, WeWork Pyrmont 100 Harris Street Sydney.

Meet The Regulators Sydney 1

Meet The Regulators Sydney 2

Meet the regulators - Melbourne event

Representatives from ASIC, Austrac, APRA and RBA provided an update on initiatives relating to innovation and explain how fintechs can navigate the regulatory landscape.

Topics included:

  • ASIC's informal assistance, sandbox, international network and regtech
  • proposals for a phased approach to licensing banks
  • new payments platform update
  • public-private partnerships to combat financial crime

15 August 2017, KPMG Collins Square Tower Two Level 36 / 727 Collins St Melbourne

Meet The Regulators Melbourne 2

Meet The Regulators Melbourne 1

ASIC's Innovation Hub and regtech

ASIC Commissioner John Price spoke about the work of the Innovation Hub and what ASIC is doing in the regtech space.

26 July 2017, King & Wood Mallesons, Brisbane

ASIC on Crowd-sourced Funding

ASIC Commissioner John Price spoke about ASIC's approach to the new CSF legislation and current consultation papers proposing guidance for public companies and intermediaries to assist them in using the new regime.

17 July 2017, SproutX, Melbourne 18 July 2017, Stone & Chalk, Sydney

Discussing ASIC's regulatory sandbox

ASIC Commissioner John Price, and Senior Executive Leader Mark Adams explained how it works, who is eligible and addressed questions.

13 June 2017, SproutX, Melbourne

Regtech Australia 2017

Innovation Hub Coordinator Mark Adams presented on ASIC's interest in regtech, why it is important and proposed future steps.

7 June 2017, Corrs Chambers Westgarth, Sydney

Reg Forum 7 6

Thomson Reuters Australian Regulatory Summit 2017 

Senior Executive Leader Mark Adams participated in a panel on the future of regtech, providing a regulators perspective on why it is important and what ASIC is doing in this space. 

6 June 2017, Sofitel Wentworth, Sydney 

Reg Summit 6 6

Fintech  Australia ECF Roadshow 

Comissioner John Price spoke on recent developments relating to ECF and the role ASIC plays. 

5 June 2017, SproutX, Melbourne 

Regtech and regulatory sandbox Q&A session

ASIC Commissioner John Price spoke about what ASIC is doing in the regtech space and explained the regulatory sandbox framework.

19 April 2017, K&L Gates, Perth

Discussing ASIC's regulatory sandbox

ASIC Commissioner John Price, and Senior Executive Leader Mark Adams discussed ASIC's regulatory sandbox, explained how it works, who is eligible and addressed questions.

6 April 2017, Stone & Chalk, Sydney

Sandbox Sydney 6 April 2017 1

Sandbox Sydney 6 April 2017 2

Sandbox Sydney 6 April 2017 3

 

ASIC Regtech Roundtable February 2017 

ASIC hosted a Regtech Roundtable with industry stakeholders in February 2017.

8 February 2017, ASIC offices in Melbourne and Sydney

Regtech Roundtable Image 1

Regtech Round Table Image2

 

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News

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ASIC joins the Business Research and Innovation Initiative - Regulatory Technology Round

15 April 2021

ASIC’s BRII challenge seeks to establish an innovative technology solution to analyse market announcements (and other corporate disclosures) by listed companies and entities to help identify and assess poor market disclosure. More information can be found in the challenge fact sheet.

Find out more

ASIC publishes REP 685 ASIC's Regtech Initiatives 2019-20

20 January 2021

ASIC’s Regtech Initiatives 2019-20 report covers observations and findings from the regtech initiatives we conducted throughout the year.  The report outlines that regtech is particularly useful for identifying and, in some cases, assessing indicators of concerning conduct or activities by financial businesses.

Find out more


Archive

Events

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12th ASIC regtech liaison forum

30 April 2021

The forum provides a regular chance for industry representatives and regulators to discuss the developments and opportunities within the regulatory technology (regtech) space. More information.

Register

Financial Innovation: Regulator meet-up, recording now available

1 December 2020

ASIC's regulator meet-ups bring together representatives from national bodies to outline their latest initiatives and news with financial innovation and technology. More information.

Watch here


Archive

Last updated: 30/03/2021 09:26