Fundraising/disclosure

This is a part of Information Sheet 30 Fees for commonly lodged documents

Important notice: On 27 July 2020, the ASIC Regulatory Portal became the primary method to apply for relief and lodge fundraising and corporate finance documents with ASIC. More information is available on our applications for relief and fundraising and corporate finance documents webpages.

Note: Item numbers refer to Sch 1 of the Corporations (Fees) Regulations 2001.

What do you want to do?

How to lodge/apply

From 1 July 2021

Notes

Sch 1 Item number

Lodge a prospectus

ASIC Regulatory Portal

$3,206

 

Item 22(a)

Lodge an offer information statement

ASIC Regulatory Portal

$1,924

 

Item 22(c)

Lodge a profile statement

ASIC Regulatory Portal

$1,924

 

Item 22(b)

Lodge a product disclosure statement

ASIC Regulatory Portal

$1,993

 

Item 146(a)

Lodge a ‘PDS in use’ notice

ASIC Regulatory Portal

No fee

Late fee applies 5 business days after PDS first given

Item 147

Lodge a supplementary or replacement prospectus

ASIC Regulatory Portal

$802

 

Item 23(a)

Lodge a supplementary profile statement ASIC Regulatory Portal $321   Item 23(b)

Lodge a supplementary offer information statement

ASIC Regulatory Portal

$321  

Item 23(c)

Lodge a supplementary or replacement product disclosure statement

ASIC Regulatory Portal $1,993  

Item 146

Apply for exemption from all or part of Ch 2L (provisions regulating debentures)

ASIC Regulatory Portal

$3,487

 

Item 80

Apply for exemption from all or part of Ch 5C (provisions regulating managed investment schemes)

ASIC Regulatory Portal

$3,487

 

Item 80

Apply for exemption from all or part of Ch 6D

ASIC Regulatory Portal

$3,487

 

Item 80

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Last updated: 01/07/2021 01:24