Assetless Administration Fund - RG 109 - Appendix 1

Submitting Form EX02

Appendix 1 is a guide to submitting Form EX02. You must use this form to seek funding from the AA Fund to carry out an investigation and prepare a supplementary s533 report in circumstances where s206F administrative proceedings to ban a director may be appropriate. This appendix contains:

  • instructions on how to complete the form;

  • details of additional information that should be provided to ASIC to assist with the assessment of a funding application; and

  • a sample printout of a completed form.

The form can only be lodged online via ASIC’s Registered Liquidator portal. Before lodging, refer to the funding criteria to determine whether you are eligible for funding from the AA Fund: see Regulatory Guide 109 Assetless Administration Fund: Funding criteria and guidelines (RG 109) Section B and RG 109.24.

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Last updated: 20/10/2014 12:00