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7679 media releases found
13 December 2019 MEDIA RELEASE
19-353MR Federal Court hands down penalties in ASIC action against Vocation Limited (in Liquidation) and three officers

On 1 November 2019, the Federal Court of Australia delivered judgment on penalties and made final orders in ASIC’s civil penalty proceedings against ...

13 December 2019 MEDIA RELEASE
19-352MR Superannuation industry urged to focus on improving insurance outcomes for members

ASIC today released a report on the superannuation industry’s progress in improving consumer outcomes in relation to life insurance provided through ...

12 December 2019 MEDIA RELEASE
19-351MR ASIC takes steps to wind up Chris Marco’s alleged unregistered managed investment scheme

ASIC has filed an application seeking leave to apply for further orders in the Federal Court in Western Australia to wind up an alleged unregistered ...

12 December 2019 MEDIA RELEASE
19-350MR Audit inspection findings: 12 months to 30 June 2019

ASIC today issued a report on the results from its audit firm inspections for the 12 months to 30 June 2019, and a supplementary report of audit ...

11 December 2019 MEDIA RELEASE
19-349MR ASIC’s assessment of ASX Limited’s AQUA market

ASIC has today made recommendations to improve ASX Limited’s (ASX) compliance with its market licence obligations, following an assessment of the ...

11 December 2019 MEDIA RELEASE
19-348MR Outcomes of review into internal market making for quoted managed funds

ASIC has concluded a review of internal market making practices of non-transparent actively managed funds that are traded on exchange markets.  The ...

11 December 2019 MEDIA RELEASE
19-347MR ASIC takes court action against Sterling Income Trust Responsible Entity and its Managing Director

ASIC has commenced action in the Federal Court in Western Australia focussed on the promotion and management of the Sterling Income Trust. The action ...

11 December 2019 MEDIA RELEASE
19-346MR ASIC permanently bans former Victorian finance broker

ASIC has permanently banned Mr Travis Truter of Ascot Vale, Victoria, a former finance broker for Aussie Home Loans, from engaging in credit ...

11 December 2019 MEDIA RELEASE
19-345MR Finance broker charged with making false statements to ASIC

Mr. Guodong Liu, a mortgage broker and director of Wealth Investment Milestone Pty Ltd (WIM), of Rhodes, New South Wales, has been charged with two ...

10 December 2019 MEDIA RELEASE
19-344MR Pershing Securities Australia charged with breaching client money obligations and accepts additional licence conditions

Pershing Securities Australia Pty Ltd (PSAL), has been charged with two counts of failing to pay client money into an account and one count of ...

Last updated: 23/03/2016 03:08