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4815 media releases found
7 February 2023 MEDIA RELEASE
23-017MR Don George Evans sentenced for conspiring to manipulate Quantum shares

On 31 January 2023, Don George Evans of Woodlands, Western Australia, was sentenced in the Supreme Court of Western Australia to 12 months' ...

3 February 2023 MEDIA RELEASE
23-016MR Wilsons Advisory and Stockbroking Ltd ACN 010 529 665 pays $548,328 infringement notice

Wilsons Advisory and Stockbroking Ltd ACN 010 529 665 (Wilsons) has paid a penalty of $548,328 to comply with an infringement notice given by the ...

3 February 2023 MEDIA RELEASE
23-015MR Former Perth adviser sentenced for making unauthorised client transactions

On 31 January 2023, former financial adviser John Wertheimer was convicted and sentenced in the Perth District Court for one count of providing a ...

31 January 2023 MEDIA RELEASE
23-014MR Victorian director disqualified from managing corporations for three years

ASIC has disqualified Mr Kevin Prakash Verapen, of Montmorency, Victoria, from managing corporations for three years due to his involvement in the ...

31 January 2023 MEDIA RELEASE
23-013MR ASIC disqualifies director from managing corporations for five years after engaging in illegal phoenix activity

ASIC has disqualified Queensland-based director Aaron Luke Vasicek from managing companies for five years for his involvement in four failed ...

31 January 2023 MEDIA RELEASE
23-012MR ASIC cancels registration of 374 SMSF auditors

ASIC has cancelled the registration of 374 auditors of self-managed superannuation funds (SMSFs) who failed to lodge their annual statements.   ASIC ...

30 January 2023 MEDIA RELEASE
23-011MR Gold Coast director banned from providing financial services for four years

ASIC has banned a Gold Coast director of a business that leased an automated trading robot, designed to work on foreign exchange (FX) trading ...

25 January 2023 MEDIA RELEASE
23-010MR Former Melbourne financial planner Bradley Grimm pleads guilty to dishonest conduct

On 20 January 2023, Mr Bradley Grimm, a former Melbourne financial planner, pleaded guilty to three counts of engaging in dishonest conduct whilst ...

24 January 2023 MEDIA RELEASE
23-009MR Home finance companies and directors to pay $150,000 for failing to cooperate with AFCA

Home finance companies General Commercial Group Pty Ltd (formerly known as Urban Commercial Group) and Eden Capital (Australia) Pty Ltd (formerly ...

18 January 2023 MEDIA RELEASE
23-008MR Midway Limited pays $33,000 infringement notice penalty for alleged continuous disclosure breach

Australian wood-fibre processor and exporter Midway Limited has paid a $33,000 infringement notice over ASIC concerns that it failed to comply with ...

Last updated: 27/10/2022 09:45