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7635 media releases found
14 November 2019 MEDIA RELEASE
19-309MR ASIC relief from financial adviser compliance scheme obligations takes effect

ASIC has taken action to provide certainty to Australian financial services (AFS) licensees that they will not be in breach of the law because their ...

13 November 2019 MEDIA RELEASE
19-308MR ASIC gives guidance on companies’ whistleblower policies and relief to small not-for-profits

ASIC has provided guidance to assist companies meet their obligation to have a whistleblower policy. As part of the corporate sector whistleblower ...

13 November 2019 MEDIA RELEASE
19-307MR Pre-insolvency adviser sentenced to four and half years imprisonment for money laundering

Former pre-insolvency adviser John Narramore has been sentenced to four and a half years in prison, with a non-parole period of 20 months, at ...

13 November 2019 MEDIA RELEASE
19-306MR ASIC asks Federal Court to inquire into conduct of Gold Coast liquidator

On 7 November 2019, as part of the Commonwealth’s Serious Financial Crime Taskforce’s efforts, ASIC filed an application with the Federal Court ...

8 November 2019 MEDIA RELEASE
19-305MR ASIC cancels AFS licence of Southern Mortgages Ltd

ASIC has cancelled the Australian financial services (AFS) licence of Warrnambool-based responsible entity, Southern Mortgages Ltd (SML), for failure ...

7 November 2019 MEDIA RELEASE
19-304MR ASIC bans West Australian finance broker and cancels Australian Credit Licence of Element Finance Group

ASIC has banned Mr Tim Zheng, the director of Element Finance Group Pty Ltd (EFG), a West Australian mortgage broking company, from engaging in ...

7 November 2019 MEDIA RELEASE
19-303MR Former Sydney adviser banned for four years

ASIC has banned former Sydney-based financial adviser Adrian Khaw from providing financial services for four years. This follows an ASIC surveillance ...

7 November 2019 MEDIA RELEASE
19-302MR Queensland financial adviser banned for three years

ASIC has banned Queensland financial adviser Mark Alexander Rothnie for three years for failing to act in the best interests of his clients and for ...

6 November 2019 MEDIA RELEASE
19-301MR ASIC takes court action against Super Trustee, promoter and others

ASIC has commenced action in the Federal Court in South Australia focused on the promotion of the MobiSuper Fund, a division of the Tidswell Master ...

6 November 2019 MEDIA RELEASE
19-300MR ASIC obtains freezing orders against Sydney financial adviser Ross Andrew Hopkins, QWL and QWL Asset Management

On 4 November 2019, ASIC obtained consent orders and undertakings in the Supreme Court of New South Wales against Mr Ross Andrew Hopkins, QWL Pty Ltd ...

Last updated: 23/03/2016 03:08