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17 June 2020 MEDIA RELEASE
20-139MR ASIC releases guidance on the administration of its product intervention power

Following consultation, ASIC has released a new regulatory guide on the administration of its product intervention power (RG 272). ASIC Deputy Chair ...

17 June 2020 MEDIA RELEASE
20-138MR Former credit representative sentenced for breaching ASIC banning order

Mr Shiv Prakash Sahay was sentenced on Tuesday 16 June 2020 in the Downing Centre Local Court on two charges of breaching section 82(2) of the ...

15 June 2020 MEDIA RELEASE
20-137MR Investment funds told to correct advertising and disclosure

Today ASIC put responsible entities (REs) of all managed investment schemes (MISs) ‘on notice’ that they must ensure their investment fund ...

15 June 2020 MEDIA RELEASE
20-136MR Societe Generale Securities Australia Pty Ltd accepts additional AFS license conditions

ASIC has imposed additional conditions on the Australian financial services (AFS) licence of Societe Generale Securities Australia Pty Ltd (SGSAPL) ...

12 June 2020 MEDIA RELEASE
20-135MR ASIC amends financial advice and capital raisings COVID 19 instruments

ASIC has today registered an amending instrument to specify an end date for three COVID-19 related instruments. The ASIC Corporations (Amendment) ...

12 June 2020 MEDIA RELEASE
20-134MR Industry funding: ASIC publishes Cost Recovery Implementation Statement 2019-20 for feedback

ASIC today published its draft Cost Recovery Implementation Statement (CRIS) 2019-20. The CRIS details ASIC’s actual regulatory costs for 2018-19 and ...

12 June 2020 MEDIA RELEASE
20-133MR Info sheet 245: Board oversight and discretion in executive variable pay schemes

In 2019, ASIC conducted a targeted review of board oversight of variable remuneration schemes. The review covered 21 ASX listed companies across ...

11 June 2020 MEDIA RELEASE
20-132MR Former CFO charged with market manipulation and fraud offences

Mr Zhonghan Wu (also known as John Wu), former Chief Financial Officer of Traditional Therapy Clinics Limited (TTC), has been charged with 19 counts ...

11 June 2020 MEDIA RELEASE
20-131MR ASIC’s Interim Corporate Plan for 2020-21

ASIC has today published its Interim Corporate Plan, which sets out five priorities to tackle the challenges presented by the COVID-19 pandemic: ...

10 June 2020 MEDIA RELEASE
20-130MR Former financial adviser and Royal Commission witness, Sam Henderson charged with dishonesty and defective disclosure offences

Following an ASIC investigation, former Sydney financial adviser Sam Maxwell Henderson has been charged with three counts of dishonest conduct and ...

Last updated: 23/03/2016 03:08