Find a media release


7962 results found
12 June 2019 - WEB PAGE
Update from ASIC regarding Sterling Group investigation

Further to the appointment of Martin Jones and Wayne Rushton, of Ferrier Hodgson, as Voluntary Administrators of the Sterling Group of companies by ...

12 June 2019 - MEDIA RELEASE
19-136MR High Court dismisses ASIC appeal in APY Lands book up case

The High Court of Australia has today dismissed ASIC’s appeal against the decision of the Full Federal Court in an ASIC action against Mr Lindsay ...

12 June 2019 - MEDIA RELEASE
19-135MR ASIC uses conflicted remuneration powers against SMSF advisers

ASIC has commenced civil penalty proceedings in the Federal Court against R M Capital Pty Ltd (RM Capital) and its authorised representative, The ...

11 June 2019 - MEDIA RELEASE
19-134MR Commonwealth Financial Planning completes compliance with ASIC Court Enforceable Undertaking

Commonwealth Financial Planning (CFPL) has complied with the Court Enforceable Undertaking (CEU) entered into with ASIC in April 2018 regarding ...

11 June 2019
19-133MR Federal Court finds Whitebox Trading Pty Ltd and its sole director did not engage in market manipulation

The Federal Court of Australia found, on 7 June 2019, that Whitebox Trading Pty Ltd and its sole director and principal, Johannes Boshoff, did not ...

7 June 2019 - MEDIA RELEASE
19-132MR Former Adelaide adviser charged with theft

Former Adelaide financial adviser, Robert Pryor Smith, has appeared in the Adelaide Magistrates’ Court after being charged with 27 dishonesty ...

5 June 2019 - MEDIA RELEASE
19-131MR NSW company director convicted after engaging in phoenix activity

Ms Soutsakhorn Chanthabouly (known as Nicole Khammenathy) of Carnes Hill, NSW has been convicted and sentenced after pleading guilty to charges ...

5 June 2019 - MEDIA RELEASE
19-130MR Perth adviser permanently banned by ASIC

ASIC has permanently banned Perth-based adviser Phillip Emidio Bruni from providing financial services. This follows an ASIC surveillance of advice ...

5 June 2019 - MEDIA RELEASE
19-129MR ASIC amends relief conditions for superannuation and retirement calculators

ASIC has amended ASIC Corporations (Generic Calculators) Instrument 2016/207 to ensure that estimates produced by superannuation and retirement ...

4 June 2019 - SPEECH
Insights on regulatory and market developments in Australia

A speech by Commissioner Cathie Armour at the Australian Regulatory Summit 2019, Sydney, 4 June 2019 Introduction Good morning to you all. Thank you ...

Last updated: 23/03/2016 03:08