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22 May 2019 - MEDIA RELEASE
19-119MR Former Sydney financial adviser banned for five years for disregarding director duties

ASIC has disqualified Mr Daniel McSweeny of Zetland, NSW from managing companies for the maximum period of five years following his involvement in 14 ...

20 May 2019 - MEDIA RELEASE
19-118MR ASIC Chair issues ‘fairness challenge’ at Annual Forum

The 24th ASIC Annual Forum in Sydney on 16-17 May 2019 saw more than 950 delegates attend 13 sessions on how financial market participants can meet ...

17 May 2019 - SPEECH
ASIC Annual Forum 2019 - ASIC Chair's closing remarks

A speech by ASIC Chair, James Shipton at the ASIC Annual Forum 2019, Sydney, 17 May 2019 It has been an extremely important forum for discussing how ...

16 May 2019 - SPEECH
ASIC Annual Forum 2019 - ASIC Chair's introductory comments

A speech by ASIC Chair, James Shipton at the ASIC Annual Forum 2019, Sydney, 16 May 2019 1. Welcome and introduction Thank you, Michael and Aunty ...

16 May 2019 - MEDIA RELEASE
19-117MR ASIC bans former Kaz Capital adviser for six years

ASIC has banned Mr David Stephen Cornford of Centennial Park, New South Wales, from providing financial services for six years. Mr Cornford was ...

15 May 2019 - MEDIA RELEASE
19-116MR High Court delivers judgment in broker's appeal from the Full Federal Court

The High Court of Australia has upheld an appeal from a decision of the Full Court of the Federal Court brought by former Victorian finance broker ...

15 May 2019 - MEDIA RELEASE
19-115MR Doing the right thing by your customers: ASIC consults on lifting standards and transparency of complaints handling

Today ASIC initiated public consultation on new standards about how financial firms handle consumer and small business complaints. The proposed ...

15 May 2019 - MEDIA RELEASE
19-114MR Industry funding reminder for financial services licensees

ASIC has reminded Australian financial services and Australian credit licensees who have industry funding obligations to factor in the time it may ...

14 May 2019
Industry funding update

26 July 2018 Is your work regulated by ASIC? The time to act is now.

14 May 2019
How to submit industry funding metrics

2 August 2018 This instructional video will provide you with a step by step guide on how to navigate the portal to complete this process. Find ...

Last updated: 23/03/2016 03:08