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7859 media releases found
8 May 2020 MEDIA RELEASE
20-109MR ASIC defers commencement of mortgage broker reforms and design and distribution obligations

ASIC today announced it will defer the commencement date of the mortgage broker best interest duty and remuneration reforms and the design and ...

8 May 2020 MEDIA RELEASE
20-108MR ASIC obtains asset freezing orders against Melbourne property developer Mudasir Mohammed Naseeruddin and related entities

ASIC has commenced civil proceedings and obtained urgent interim orders in the Federal Court against Mudasir Mohammed Naseeruddin (commonly referred ...

7 May 2020 MEDIA RELEASE
20-107MR ASIC warns consumers: Investment advertising is not always ‘true to label’

ASIC warns consumers about investment advertising that compares fixed-term investment products to bank term deposits. A surge in such marketing of ...

7 May 2020 MEDIA RELEASE
20-106MR ASIC disqualifies company directors

ASIC has adopted a practice of issuing combined media releases about administrative action. There is no relationship between the matters or the ...

6 May 2020 MEDIA RELEASE
20-105MR Pershing pleads guilty to mishandling of client monies

On 5 May 2020, Pershing Securities Australia Pty Ltd (PSAL) pleaded guilty at the Downing Centre Local Court in Sydney to mishandling client monies. ...

6 May 2020 MEDIA RELEASE
20-104MR Former WA director charged with avoiding reporting money transactions and breaching director duties

Mr Craig Robert Dale, 52, of Karrinyup, Western Australia has been charged with one count of dishonestly using his position as a director of Stellar ...

6 May 2020 MEDIA RELEASE
20-103MR Former WA director charged with making false statement

Mr Mark Edwin Armstrong, 59, of Dunsborough in Western Australia, has been charged with making a false or misleading statement to ASIC. An ASIC ...

6 May 2020 MEDIA RELEASE
20-102MR Retail investors at risk in volatile markets

ASIC analysis of markets during the COVID-19 period has revealed a substantial increase in retail activity across the securities market, as well as ...

4 May 2020 MEDIA RELEASE
20-101MR Olive Financial Markets Pty Ltd director banned from financial services, AFSL cancellation stayed pending AAT review

ASIC has cancelled the Australian financial services (AFS) licence of Olive Financial Markets Pty Ltd (Olive) following concerns that it had not ...

30 April 2020 MEDIA RELEASE
20-100MR ASIC bans financial advisers

ASIC has adopted a practice of issuing combined media releases about administrative action. There is no relationship between the matters or the ...

Last updated: 23/03/2016 03:08