Advice in Derivatives and Securities

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Advice in Derivatives and Securities
 
   
   
Course details last updated on the register on 11/11/2011
   
COURSE DETAILS
 
 
   

Course Name

Advice in Derivatives and Securities

   

Course Information

This course (DFS 3) covers Derivatives and Securities advice. It also includes areas relating to analysing financial risk and financial markets. On completion of this module and the Diploma of Financial Services Financial Planning module (DFS 1) you will be able to assist clients to establish financial plans in financial products relating to Derivatives and Securities and cover the important area of market analysis and risk assessment. Participants who successfully complete assessments will be awarded a nationally recognised Statement of Attainment covering the assessed units of competency. This course is offered via multiple delivery options. Course cost and duration below refers to Distance education. Please contact provider for cost and duration for Face to face workshop, online and RPL.
   

Competencies Covered

FNSASIC503VB; FNSASIC503WB; FNSICCUS506B; FNSICCUS507B; FNSFMKT502B; FNSFMKT503B.
   

Award Given at Completion

Statement of Attainment

   

Specialist Knowledge

Securities, Derivatives, Generic Knowledge, Skills

   

Tier

1

   

Where Course Delivered

Sydney, NSW regional, Melbourne, VIC regional, Hobart, TAS regional, Adelaide, SA regional, Perth, WA regional, Darwin, NT regional, Brisbane, QLD regional, ACT

   

Delivery Method

Distance, Individual assessment, Self-paced, Web-based, Face-to-face

   

Assessment Type

Examination - open book, Computer based, Case study, Work place observation, Class attendance, Self assessment

   

Start Date

1/12/2008

   

Re-registration Date

1/12/2011

   

Duration/Total Hours

300

  
   

Approximate Cost

$367.00

  

 

   

Pre95

No

   

This course was being offered as at 24 September 2012 when the Training Register was archived.

   
COORDINATOR DETAILS
   

Name

Lisa Ditchburn

   

Phone Number

08 9344 4088

   

Fax Number

08 9344 4188

   

Email Address

lditchburn@aamc.net.au
   
COVERAGE GRAPH
   
   
TOPICS COVERAGE
   
General knowledgeAustralian Financial Markets; Securities; Corporate actions; The Australian Stock Exchange; Stock markets, newspaper listings and ratios; Bonds and Debentures; The theories of investment; Implications for smaller investors; Active investment management; Passive management; Standard deviation and risk; Other financial instruments in the market; Foreign exchange and overseas capital markets; The international investment environment; Diversification and risk; Derivatives. Other advice considerationsRisk profiling; Taxation. Knowledge revisionWhat does this mean? What is the generic knowledge requirement? Legislation; The economic environment; Integrity; Investments; The operation of financial markets; Financial products; Advisory functions. Development processStatement of Advice; Establish relationship with client; Identify client’s objectives, needs and financial situation; Analyse client objectives, needs, financial situation and risk profile; Develop appropriate strategies and solutions; Present appropriate strategies and solutions to the client; Negotiate financial plan/policy/transaction with client; Provide ongoing service where requested by client.
   
PROVIDER DETAILS
   

Provider

AAMC Training Group

   

Contact

Jeff Mazzini, Managing Director

   

Phone Number

08 9344 4088

   

Fax Number

08 9344 4188

   

Email Address

jmazzini@aamctraining.edu.au
   

URL

http://www.aamc.edu.au
   

Important Notice

This service is provided solely for general information purposes. By provision of the service ASIC does not provide legal or other professional advice. ASIC expressly disclaims any liability arising from use of the service. If you require legal or other expert advice or assistance, you should seek the services of a competent professional person.

Created by the Australian Securities and Investments Commission. http://www.asic.gov.au Copyright � 2007 Australian Securities and Investments Commission.

Version 2.0

 

Last updated: 30/03/2021 09:38