AES1 Financial Planning

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AES1 Financial Planning

Course details last updated on the register on 13/09/2011
COURSE DETAILS

Course Name

AES1 Financial Planning

Course Information

For full RG146 compliance against the specified knowledge and skills, participants must complete AES1 Financial Planning; AESG Generic Knowledge and the Financial Education Professionals skills module Note: GST is payable in addition to the course cost below.

Award Given at Completion

Certificate of completion

Specialist Knowledge

Financial Planning, Generic Knowledge, Skills

Tier

1

Where Course Delivered

Sydney, NSW regional, Melbourne, VIC regional, Hobart, TAS regional, Adelaide, SA regional, Perth, WA regional, Darwin, NT regional, Brisbane, QLD regional, ACT

Delivery Method

Distance, Individual assessment, Onsite training room, Self-paced, Face-to-face

Assessment Type

Examination - closed book

Start Date

1/9/2003

De-registration Date

11/9/2011

Reason for De-registration

Voluntary: course or assessment service no longer offered

Re-registration Date

11/9/2008

Duration/Total Hours

20

  

Approximate Cost

$520.00

  

Pre95

No

This course is no longer being offered

COORDINATOR DETAILS

Name

Anne Wilkinson, Administrator

Phone Number

02 9252 7437

Fax Number

02 9252 7437

Email Address

enquiries@financialeducation.com.au
COVERAGE GRAPH

TOPICS COVERAGE

Theories of investment, portfolio management and management of investment and risk􀂃 range of financial products 􀂃 types of investment products (eg cash, fixed interest, property,equities, managed investments) 􀂃 types of financial risk products (eg risk insurance, derivatives) 􀂃 investment concepts 􀂃 investment strategies 􀂃 identification of types of risk 􀂃 client risk profileAdvisory functions􀂃 the role of financial planner 􀂃 participants in the advisory services market 􀂃 range of services provided 􀂃 the financial planning processcess Legal environment —disclosure and compliance􀂃 the role of the representative/adviser 􀂃 relevant legal principles (eg Corporations Act, ASIC Act, Privacy Amendment (Private Sector) Act) 􀂃 the relationship between ethics and regulatory requirements (eg good faith, utmost good faith, full disclosure of remuneration/fees and any other conflicts of interest which may influence the adviser’s recommendation) 􀂃 relevant industry standards and codes of conduct 􀂃 regulators’ guidelines including ASIC’s requirements in this policy complaints resolution procedures (external and, if relevant, internal) Taxation􀂃 the Australian taxation and social security systems 􀂃 relevant taxation laws and regulations 􀂃 effects of taxation on particular financial products 􀂃 effects of taxation on financial strategies of individuals and entitiesEstate Planning􀂃 theory of estate planning (ie allowable investments, enduring and non-enduring powers of attorney, share purchase agreements) 􀂃 management and investment strategies 􀂃 relevant taxation laws and regulations
PROVIDER DETAILS

Provider

Financial Education Professionals Pty Ltd

Contact

Account Executive, Anne Wilkinson

Phone Number

02 9252 7437

Fax Number

02 9252 7437

Email Address

enquiries@financialeducation.com.au

URL

www.financialeducation.com.au

Important Notice

This service is provided solely for general information purposes. By provision of the service ASIC does not provide legal or other professional advice. ASIC expressly disclaims any liability arising from use of the service. If you require legal or other expert advice or assistance, you should seek the services of a competent professional person.

Created by the Australian Securities and Investments Commission. http://www.asic.gov.au Copyright � 2007 Australian Securities and Investments Commission.

Version 2.0

Last updated: 30/03/2021 09:38