AES8 Foreign Exchange

0
N
   
AES8 Foreign Exchange
 
   
   
Course details last updated on the register on 14/09/2011
   
COURSE DETAILS
 
 
   

Course Name

AES8 Foreign Exchange

   

Course Information

For full RG146 compliance against the specified knowledge and skills, participants must complete AES8 Foreign Exchange; AESG Generic Knowledge and the Financial Education Professionals skills module. Note: GST is payable in addition to the course cost below. Should the Skills module not be completed, the student has gained RG146 compliance in Foreign Exchange General Advice only.
   

Award Given at Completion

Certificate of completion

   

Specialist Knowledge

Generic Knowledge, Skills, Foreign Exchange

   

Tier

1

   

Where Course Delivered

Sydney, NSW regional, Melbourne, VIC regional, Hobart, TAS regional, Adelaide, SA regional, Perth, WA regional, Darwin, NT regional, Brisbane, QLD regional, ACT

   

Delivery Method

Distance, Individual assessment, Self-paced, Face-to-face

   

Assessment Type

Examination - closed book, Other - Workplace assessment

   

Start Date

1/2/2004

   

Re-registration Date

11/9/2011

   

Duration/Total Hours

20

  
   

Approximate Cost

$605.00

  

price valid to 30 June 2012

   

Pre95

No

   

This course was being offered as at 24 September 2012 when the Training Register was archived.

   
COORDINATOR DETAILS
   

Name

Anne Wilkinson, Administrator

   

Phone Number

02 9252 7437

   

Fax Number

02 9252 7437

   

Email Address

enquiries@financialeducation.com.au
   
COVERAGE GRAPH
   
   
TOPICS COVERAGE
   
Operation of foreign exchange markets• market participants • roles played by intermediariesTypes of products• range of foreign exchange products • associated risks • investment options using securities product • alternative products (eg derivatives) (where relevant) Theories of investment, portfolio management and management of investment and risk• identification of types of risk • client risk profile Taxation• awareness of taxation issues relating to securitiesLegal environment — disclosure and compliance• the role of the representative/adviser • relevant legal principles (eg Corporations Act, ASIC Act, Privacy Amendment (Private Sector) Act) • the relationship between ethics and regulatory requirements (eg good faith, utmost good faith, full disclosure of remuneration/fees and any other conflicts of interest which may influence the adviser’s recommendation) • relevant industry standards and codes of conduct • regulators’ guidelines including our requirements in this policy • complaints resolution procedures (external and, if relevant, internal)
   
PROVIDER DETAILS
   

Provider

Financial Education Professionals Pty Ltd

   

Contact

Account Executive, Anne Wilkinson

   

Phone Number

02 9252 7437

   

Fax Number

02 9252 7437

   

Email Address

enquiries@financialeducation.com.au
   

URL

www.financialeducation.com.au
   

Important Notice

This service is provided solely for general information purposes. By provision of the service ASIC does not provide legal or other professional advice. ASIC expressly disclaims any liability arising from use of the service. If you require legal or other expert advice or assistance, you should seek the services of a competent professional person.

Created by the Australian Securities and Investments Commission. http://www.asic.gov.au Copyright � 2007 Australian Securities and Investments Commission.

Version 2.0

 

Last updated: 30/03/2021 09:38