RG146 Gap Training Program for CFA� Charterholders and Candidates (Personal Advice)

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RG146 Gap Training Program for CFA� Charterholders and Candidates (Personal Advice)

Course details last updated on the register on 7/03/2012
COURSE DETAILS

Course Name

RG146 Gap Training Program for CFA� Charterholders and Candidates (Personal Advice)

Course Information

This is a Gap Training program designed to address RG146 knowledge areas that have NOT been included in Level 1 of the CFA�. RG146 knowledge areas not covered in this program are supplemented by an assessment of Recognition of Prior Learning undertaken by Financial Education Professionals of CFA� candidates. To be admitted to the RG 146 Gap Training Program for CFA� Charterholders and Candidates – applicants MUST be CFA� Candidates who have passed at least Level 1 of the Chartered Financial Analysts � program or Charterholders of the CFA� Institute (formerly called Association of Investment Management and Research (AIMR). No other persons can be admitted to the RG146 Gap Training Program for CFA� Charterholders and Candidates offered by Financial Education Professionals Pty Ltd. Acceptable documentation for meeting this requirement must be provided prior to any person being admitted to this course. Applicants are required to complete Level 1 of the CFA� program plus this gap training program to be deemed RG146 compliant in the Specialist Knowledge areas indicated. Note: Course cost below includes assessment of knowledge and skills. GST is payable in addition to the course cost indicated.

Competencies Covered

SECURITIES: Prerequisites - FNSICCUS506B%2C FNSICCUS507B%2C FNSFMKT502B%2C FNSFMKT503B; ASIC Advisory Unit - FNSASIC503WB. DERIVATIVES: Prerequisites - FNSICCUS506B%2C FNSICCUS507B%2C FNSFMKT502B%2C FNSFMKT503B; ASIC Advisory Unit - FNSASIC503VB. MANAGED INVESTMENTS: Prerequisites - FNSICCUS506B%2C FNSICADV502B%2C FNSICPRO502B%2C FNSICCUS507B; ASIC Advisory Unit - FNSASIC503TB. FOREIGN EXCHANGE: Prerequisites - FNSICCUS506B%2C FNSICADV502B%2C FNSICPRO502B%2C FNSICCUS507B; ASIC Advisory Unit - FNSASIC503SB.

Award Given at Completion

Statement of Attainment

Specialist Knowledge

Securities%2C Derivatives%2C Managed Investments%2C Generic Knowledge%2C Skills%2C Foreign Exchange

Tier

1

Where Course Delivered

Sydney%2C NSW regional%2C Melbourne%2C VIC regional%2C Hobart%2C TAS regional%2C Adelaide%2C SA regional%2C Perth%2C WA regional%2C Darwin%2C NT regional%2C Brisbane%2C QLD regional%2C ACT

Delivery Method

Distance%2C Individual assessment%2C Self-paced%2C Face-to-face

Assessment Type

Examination - closed book%2C Other - Workplace assessment - authorised assessor to assess each individual student performance in a work-based case study to validate meeting Skills requirements for Personal Advice

Start Date

26/3/2009

Re-registration Date

26/3/2012

Duration/Total Hours

25

  Specialist knowledge components

Approximate Cost

$1%2C375.00

  

price valid to 30 June 2012

Pre95

No

This course was being offered as at 24 September 2012 when the Training Register was archived.

COORDINATOR DETAILS

Name

Anne Wilkinson%2C Account Executive

Phone Number

02 9252 7437

Fax Number

02 9252 7437

Email Address

enquiries@financialeducation.com.au
COVERAGE GRAPH

TOPICS COVERAGE

The Australian Economic EnvironmentKey economic concepts Economic & Business Cycles%2C Interest rates and exchange rates Inflation Government Policies%2C The financial System & intermediaries Financial ServicesLegal environment – disclosure and complianceRegulatory environment%2C The Financial Services Reform (FSR) Act%2C Licensing Relevant legal principles (eg: Corporations Act%2C ASIC Act%2C Privacy Amendment Act)%2C Other Regulatory Issues%2C Compliance Basics of TaxationTaxation & investing Imputation of dividends%2C Taxation of interest Taxation of managed investments%2C Taxation of derivatives%2C Capital Gains%2C Tax on securities%2C derivatives and managed investments%2C Deductions%2C Stamp Duty and GST Skills RequirementPersonal advice and general advice Knowledge and skills Skills assessment%2C ASIC Skills specifications and requirements%2C Case study Role play materials
PROVIDER DETAILS

Provider

Financial Education Professionals Pty Ltd

Contact

Account Executive%2C Anne Wilkinson

Phone Number

02 9252 7437

Fax Number

02 9252 7437

Email Address

enquiries@financialeducation.com.au

URL

www.financialeducation.com.au

Important Notice

This service is provided solely for general information purposes. By provision of the service ASIC does not provide legal or other professional advice. ASIC expressly disclaims any liability arising from use of the service. If you require legal or other expert advice or assistance%2C you should seek the services of a competent professional person.

Created by the Australian Securities and Investments Commission. http://www.asic.gov.au Copyright � 2007 Australian Securities and Investments Commission.

Version 2.0

Last updated: 23/03/2016 03:07