CP 281 Financial Services Panel

Released 11 April 2017. Comments close 23 May 2017.

This consultation paper seeks feedback on our proposal to establish a panel called the Financial Services Panel (the Panel) to sit alongside our existing administrative processes. The Panel would add a strong element of peer review to a subset of ASIC’s administrative decisions.

The Panel would comprise financial services and credit industry participants and/or non-industry participants with relevant expertise (e.g. lawyers and academics) and at least one ASIC staff member. The Panel would make administrative decisions on certain matters relating to financial services and credit activities.

We are seeking your feedback on how the Panel would enhance the impact of ASIC’s administrative decisions, the matters that would be referred to the Panel, and the optimal composition of the Panel.

Download CP 281 (PDF 412 KB) | Read the media release

Last updated: 16/11/2017 03:49