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325 "Consultation papers" found
CP-326 - CONSULTATION PAPER
CP 326 Chapter 6 relief for share transfers using s444GA of the Corporations Act

Released 16 January 2020. Comments close 28 February 2020. This consultation paper seeks feedback about the circumstances in which ASIC will grant ...

CP-325 - CONSULTATION PAPER
CP 325 Product design and distribution obligations

Released 19 December 2019. Comments close 11 March 2020. This paper sets out ASIC’s proposals for guidance on the design and distribution ...

CP-324 - CONSULTATION PAPER
CP 324 Product intervention: The sale of add-on financial products through caryard intermediaries

Released 1 October 2019. Comments close 12 November 2019. This consultation paper sets out ASIC’s proposal for using our product intervention power ...

CP-323 - CONSULTATION PAPER
CP 323 Review of school banking programs

Released 30 September 2019. Comments close 31 October 2019. As the lead Australian Government agency for financial capability, ASIC is reviewing ...

CP-322 - CONSULTATION PAPER
CP 322 Product intervention: OTC binary options and CFDs

Released 22 August 2019. Comments close 1 October 2019. This paper sets out ASIC’s proposals to exercise its product intervention power in Pt 7.9A ...

CP-321 - CONSULTATION PAPER
CP 321 Whistleblower policies

Released 7 August 2019. Comments close 18 September 2019. This consultation paper seeks feedback on our proposed guidance for entities that must ...

CP-320 - CONSULTATION PAPER
CP 320 Remaking ASIC class order on changing scheme constitutions: [CO 09/552]

Released 2 August 2019. Comments close 23 August 2019. This consultation paper sets out ASIC’s proposal to remake our class order which modifies the ...

CP-319 - CONSULTATION PAPER
CP 319 Securities lending by agents and substantial holding disclosure

Released 29 July 2019. Comments close 9 September 2019. This paper explains how the concept of relevant interest in s608 and 609 of the Corporations ...

CP-318 - CONSULTATION PAPER
CP 318 Remaking ASIC class order on departed former temporary residents’ superannuation: [CO 09/437]

Released 10 July 2019. Comments close 21 August 2019. This consultation paper sets out ASIC’s proposal to remake, without significant changes, Class ...

CP-317 - CONSULTATION PAPER
CP 317 Unsolicited telephone sales of direct life insurance and consumer credit insurance

Issued 18 July 2019 This consultation paper is for insurers and Australian financial services (AFS) licensees who sell life insurance or consumer ...

Last updated: 20/10/2014 12:00