Find a regulatory document

329 "Consultation papers" found
CP-330 - CONSULTATION PAPER
CP 330 Using the product intervention power: Continuing credit contracts

Released 9 July 2020. Comments close 6 August 2020. This consultation paper sets out ASIC’s proposal for using our product intervention power in Pt ...

CP-329 - CONSULTATION PAPER
CP 329 Implementing the Royal Commission recommendations: Advice fee consents and independence disclosure

Released 10 March 2020. Comments close 7 April 2020. This consultation paper is for persons who provide personal advice to retail clients, ...

CP-328 - CONSULTATION PAPER
CP 328 Initial public offers: Relief for voluntary escrow arrangements and pre-prospectus communications

Released 24 February 2020. Comments close 6 April 2020. This consultation paper is about reducing red tape for initial public offers (IPOs). It sets ...

CP-327 - CONSULTATION PAPER
CP 327 Implementing the Royal Commission recommendations: Mortgage brokers and the best interests duty

Released 20 February 2020. Comments closed 20 March 2020. This consultation paper sets out ASIC's proposals for guidance on reforms relating to ...

CP-326 - CONSULTATION PAPER
CP 326 Chapter 6 relief for share transfers using s444GA of the Corporations Act

Released 16 January 2020. Comments close 28 February 2020. This consultation paper seeks feedback about the circumstances in which ASIC will grant ...

CP-325 - CONSULTATION PAPER
CP 325 Product design and distribution obligations

Released 19 December 2019. Comments close 11 March 2020. This paper sets out ASIC’s proposals for guidance on the design and distribution ...

CP-324 - CONSULTATION PAPER
CP 324 Product intervention: The sale of add-on financial products through caryard intermediaries

Released 1 October 2019. Comments close 12 November 2019. This consultation paper sets out ASIC’s proposal for using our product intervention power ...

CP-323 - CONSULTATION PAPER
CP 323 Review of school banking programs

Released 30 September 2019. Comments close 31 October 2019. As the lead Australian Government agency for financial capability, ASIC is reviewing ...

CP-322 - CONSULTATION PAPER
CP 322 Product intervention: OTC binary options and CFDs

Released 22 August 2019. Comments closed 1 October 2019. This paper sets out ASIC’s proposals to exercise its product intervention power in Pt 7.9A ...

CP-321 - CONSULTATION PAPER
CP 321 Whistleblower policies

Released 7 August 2019. Comments close 18 September 2019. This consultation paper seeks feedback on our proposed guidance for entities that must ...

Last updated: 20/10/2014 12:00