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321 "Consultation papers" found
CP-322 - CONSULTATION PAPER
CP 322 Product intervention: OTC binary options and CFDs

Released 22 August 2019. Comments close 1 October 2019. This paper sets out ASIC’s proposals to exercise its product intervention power in Pt 7.9A ...

CP-321 - CONSULTATION PAPER
CP 321 Whistleblower policies

Released 7 August 2019. Comments close 18 September 2019. This consultation paper seeks feedback on our proposed guidance for entities that must ...

CP-320 - CONSULTATION PAPER
CP 320 Remaking ASIC class order on changing scheme constitutions: [CO 09/552]

Released 2 August 2019. Comments close 23 August 2019. This consultation paper sets out ASIC’s proposal to remake our class order which modifies the ...

CP-319 - CONSULTATION PAPER
CP 319 Securities lending by agents and substantial holding disclosure

Released 29 July 2019. Comments close 9 September 2019. This paper explains how the concept of relevant interest in s608 and 609 of the Corporations ...

CP-318 - CONSULTATION PAPER
CP 318 Remaking ASIC class order on departed former temporary residents’ superannuation: [CO 09/437]

Released 10 July 2019. Comments close 21 August 2019. This consultation paper sets out ASIC’s proposal to remake, without significant changes, Class ...

CP-317 - CONSULTATION PAPER
CP 317 Unsolicited telephone sales of direct life insurance and consumer credit insurance

Issued 18 July 2019 This consultation paper is for insurers and Australian financial services (AFS) licensees who sell life insurance or consumer ...

CP-316 - CONSULTATION PAPER
CP 316 Using the product intervention power: Short term credit

Released 9 July 2019. Comments close 30 July 2019. This consultation paper sets out ASIC’s proposal for using our product intervention power in Pt ...

CP-315 - CONSULTATION PAPER
CP 315 Foreign financial services providers: Further consultation

Released 3 July 2019. Comments close 9 August 2019. This paper is for foreign financial services providers (FFSPs) that wish to provide financial ...

CP-314 - CONSULTATION PAPER
CP 314 Market integrity rules for technological and operational resilience

Released 27 June 2019. Comments close 9 August 2019. This consultation paper seeks feedback on proposed market integrity rules for securities and ...

CP-313 - CONSULTATION PAPER
CP 313 Product intervention power

Released 26 June 2019. Comments close 7 August 2019. This paper sets out ASIC’s proposals for guidance on exercising the product intervention power ...

Last updated: 20/10/2014 12:00