Find a regulatory document

1607 results found
REP-734 - REPORT
REP 734 Response to submissions on CP 359 Update to RG 263 Financial Services and Credit Panel

Released 3 August. This report highlights the key issues that arose out of the submissions received on Consultation Paper 359 Update to RG 263 ...

REP-733 - REPORT
REP 733 ASIC enforcement and regulatory update: April to June 2022

Released 28 July 2022. This report provides an update on ASIC’s work between 1 April and 30 June 2022. Read the report (PDF 855 KB)

REP-732 - REPORT
REP 732 Pump and dump of micro-cap securities

Released 14 July 2022. This report summarises our review of a series of pump and dump events that occurred in listed equity markets over 2020–21. ...

REP-731 - REPORT
REP 731 Response to submissions on CP 351 Superannuation forecasts: Update to relief and guidance

Released 5 July 2022. This report highlights the key issues that arose out of the submissions received on Consultation Paper 351 Superannuation ...

REP-730 - REPORT
REP 730 Response to submissions on CP 352 Communicating audit findings to directors, audit committees or senior managers

Released 1 July 2022 This report highlights the key issues that arose out of the submissions received on Consultation Paper 352 Communicating audit ...

REP-729 - REPORT
REP 729 Review of trustee communications about the MySuper performance test

Released 24 June 2022 This report gives an update on ASIC’s work on superannuation trustee communications relating to the annual performance test ...

REP-728 - REPORT
REP 728 Response to submissions on CP 360 Corporate collective investment vehicles: Preparing for the commencement of the new regime

Released 23 June 2022 This report highlights the key issues that arose out of the submissions received on Consultation Paper 360 Corporate collective ...

REP-727 - REPORT
REP 727 Regulator Performance Framework: ASIC self-assessment 2020–21

Released 26 May 2022 The Regulator Performance Framework (Framework) provides a set of six common key performance indicators (KPIs) for Australian ...

REP-726 - REPORT
REP 726 Response to submissions on CP 353 Proposed amendments to the ASIC Derivative Transaction Rules (Clearing) 2015

Released 13 May 2022 This report highlights the key issues that arose out of the submissions received on Consultation Paper 353 Proposed amendments ...

REP-725 - REPORT
REP 725 ASIC quarterly update: January to March 2022

Released 28 April 2022 This report provides an update on ASIC’s work undertaken between 1 January and 31 March 2022. Read the report (PDF 262 KB)

Last updated: 20/10/2014 12:00