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REP-692 - REPORT
REP 692 Response to submissions on CP 302 Proposed changes to ASIC’s capital requirements for market participants

Released 16 June 2021 This report highlights the key issues that arose out of the submissions received on Consultation Paper 302 Proposed changes to ...

REP-691 - REPORT
REP 691 Regulator Performance Framework: ASIC self-assessment 2019–20

Released 26 May 2021 The Regulator Performance Framework (Framework) provides a set of six common key performance indicators (KPIs) for Australian ...

REP-689 - REPORT
REP 689 Response to submissions on CP 336 Financial requirements: Treatment of lease assets

Released 29 April 2021 This report highlights the key issues that arose out of the submissions received on Consultation Paper 336 Financial ...

REP-688 - REPORT
REP 688 ASIC enforcement update July to December 2020

Released 16 April 2021 This report provides an update on ASIC’s enforcement work undertaken between 1 July and 31 December 2020, a period in which we ...

REP-687 - REPORT
REP 687 Response to submissions on CP 329 on advice fee consents and independence disclosure

Released 25 March 2021 This report highlights the key issues that arose out of the submissions received on Consultation Paper 329 Implementing the ...

REP-686 - REPORT
Review of competition in the Australian funds management industry

ASIC is reviewing competition in the Australian funds management industry to identify where competition is effective, where it is not, and the ...

REP-685 - REPORT
REP 685 ASIC’s regtech initiatives 2019–20

Released 20 January 2021 This report is for representatives, service providers, and professionals across the regulatory technology (regtech) and ...

REP-684 - REPORT
REP 684 PricewaterhouseCoopers: Audit inspection report—1 July 2019 to 30 June 2020

Released 22 December 2020 This report sets out our findings from reviewing audit files at PricewaterhouseCoopers Australia from 1 July 2019 to 30 ...

REP-683 - REPORT
REP 683 KPMG Australia: Audit inspection report—1 July 2019 to 30 June 2020

Released 22 December 2020 This report sets out our findings from reviewing audit files at KPMG Australia from 1 July 2019 to 30 June 2020, and ...

REP-682 - REPORT
REP 682 Grant Thornton Audit Pty Ltd: Audit inspection report—1 July 2019 to 30 June 2020

Released 22 December 2020 This report sets out our findings from reviewing audit files at Grant Thornton Audit Pty Ltd from 1 July 2019 to 30 June ...

Last updated: 20/10/2014 12:00