This report is ASIC’s overview of enforcement outcomes, priorities and cases during the period 1 July to 31 December 2019. Download the report (PDF ...

Released 20 April 2020 This report is for companies, lawyers, corporate advisers and compliance professionals working in corporate finance. It ...

Published 14 April 2020 This report is for registered liquidators and other interested stakeholders. It summarises the work undertaken and outcomes ...

Released 9 April 2020 This report outlines findings from ASIC’s second crowd-sourced funding (CSF) industry survey and tracks the growth and ...

Released 10 March 2020 This report highlights the key issues that arose out of the submissions received on Consultation Paper 301 Foreign financial ...

Released 12 February 2020 REP 655 details our review of trustee communications to superannuation fund members in relation to the Treasury Laws ...

Released 3 February 2020 This is a report for participants in the capital markets and financial services industry who are prospective applicants for ...

Released 20 December 2019 This report summarises ASIC’s regtech initiatives and events conducted during FY2018–19. Download the report (PDF 532KB)

Released 18 December 2019 This report summarises our work in wholesale foreign exchange (FX) markets during 2018 and 2019. It highlights our ...

Released 18 December 2019 This report provides an update to Report 555 Cyber resilience of firms in Australia’s financial markets. It identifies key ...